Kms Financial Services, Inc

Investment Advisor
in Seattle, WA
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About this Advisor

George Mallick is a chartered financial consultant who works in Seattle, Washington, with 25 years of professional experience. Mallick is an advisor for Kms Financial Services, Inc. During their career, the advisor has held roles at Mallick Financial, Safeco Investment Services Inc and Kms Financial Services, Inc. Mallick holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in Washington. Kms Financial Services, Inc is a financial advisory business that has its headquarters in Seattle, Washington. The company has offices in 371 locations and a total of 368 financial advisors. It controls $7 billion in total assets among its 26,740 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. Of its 26,740 customer accounts, 20% are associated with high-net-worth clients who have at least $1 million in assets. Kms Financial Services, Inc offers a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. A financial advisor's fee schedules typically are based on which service is offered. However, fee types billed by Kms Financial Services, Inc can include any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others



Office Location

Seattle, WA

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Kms Financial Services, Inc Brokerage Details

Total Assets Under Management


WA Average: $3,566,627,242
Total Number of Employees


WA Average: 46
Total Number of Accounts


WA Average: 1,499
Average Account Size


WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops

George Mallick Work History

George has 25 years of experience.

2015 - Present (4 years)

Kms Financial Services, Inc

1993 - Present (26 years)

Mallick Financial

2000 - 2015 (15 years)

Safeco Investment Services Inc


George Mallick has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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