George
Mallick

Kms Financial Services, Inc

CRD#2469228
Investment Advisor
in Seattle, WA
Are you George Mallick? Claim this listing.

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

George Mallick is a chartered financial consultant who works in Seattle, Washington, with 25 years of professional experience. Mallick is an advisor for Kms Financial Services, Inc. During their career, the advisor has held roles at Mallick Financial, Safeco Investment Services Inc and Kms Financial Services, Inc. Mallick holds Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is registered to work in Washington. Kms Financial Services, Inc is a financial advisory business that has its headquarters in Seattle, Washington. The company has offices in 371 locations and a total of 368 financial advisors. It controls $7 billion in total assets among its 26,740 customer accounts, placing it among the biggest investment advisory firms in the country by assets under management. Of its 26,740 customer accounts, 20% are associated with high-net-worth clients who have at least $1 million in assets. Kms Financial Services, Inc offers a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. A financial advisor's fee schedules typically are based on which service is offered. However, fee types billed by Kms Financial Services, Inc can include any blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65, Chartered Financial Consultant

Years of Experience

25 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

Yes

Office Location

Seattle, WA

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Kms Financial Services, Inc Brokerage Details

Total Assets Under Management

$6,792,992,187

WA Average: $3,566,627,242
Total Number of Employees

368

WA Average: 46
Total Number of Accounts

26,740

WA Average: 1,499
Average Account Size

$254,039

WA Average: $2,379,338

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

George Mallick Work History

George has 25 years of experience.

2015 - Present (4 years)

Kms Financial Services, Inc

2000 - 2015 (15 years)

Safeco Investment Services Inc

1993 - Present (26 years)

Mallick Financial

Disclosures

George Mallick has disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started