Hallie
Spies

Tiaa-Cref Individual & Institutional Services, LLC

CRD#4206290
Investment Advisor
in Seattle, WA

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About this Advisor

Hallie Spies is a financial advisor based out of Seattle, Washington who has 6 years of industry experience. Spies is an employee of Tiaa-Cref Individual & Institutional Services, LLC. Over the course of their career, they have held roles at Nylife Securities, LLC, New York Life Insurance, Eagle Strategies LLC, Tiaa and Tiaa-Cref Individual & Institutional Services, LLC. Spies maintains Series 63 and Series 66 licenses, qualifying them as a securities representative, and is approved to work in Washington. Tiaa-Cref Individual & Institutional Services, LLC is a business based in New York, NY. It has offices in 136 locations and a total of 1,235 financial advisors. It oversees $31 billion in total assets among its 76,892 client accounts, making it one of the largest firms in the United States by assets under management. The firm advises 22 charitable organizations. Of its 76,892 customer accounts, 62% are held by high-net-worth clients who have greater than $1 million in investable assets. The advisory firm has a set of services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial management fees typically vary depending on the type of services provided. However, fees billed by Tiaa-Cref Individual & Institutional Services, LLC most likely are comprised of asset-based and other fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

6 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Selection of other advisers

Fee Structure

Percentage of Assets, Others

Office Location

617 Eastlake Avenue East Suite 100
Seattle, WA 98109

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Tiaa-Cref Individual & Institutional Services, LLC Brokerage Details

Total Assets Under Management

$30,906,830,115

WA Average: $7,464,549,021
Total Number of Employees

1,235

WA Average: 88
Total Number of Accounts

76,892

WA Average: 3,892
Average Account Size

$401,951

WA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers

Hallie Spies Work History

Hallie has been registered as a financial advisor for 6 years.*

2017 - Present (7 years)

Tiaa

2017 - Present (7 years)

Tiaa-Cref Individual & Institutional Services, LLC

2014 - 2017 (3 years)

Eagle Strategies LLC

2011 - 2017 (6 years)

Nylife Securities, LLC

2011 - 2017 (6 years)

New York Life Insurance

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Hallie Spies to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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