Ivy
Liu
Cetera Investment Advisers LLC
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About this Advisor
Ivy Liu is a financial advisor who works in Bellevue, Washington with 1 year of relevant experience. Liu works at Cetera Investment Advisers LLC. Their career trajectory has included roles at J.P. Morgan Securities LLC, Jpmorgan Chase Bank, N.A, Johns Hopkins University, Hsbc Bank Usa, N.A, Hsbc Securities (Usa) Inc, Bank Of America N.A, Charles Schwab & Co., Inc, Charles Schwab Bank, Ssb, Cetera Investment Services LLC, Cetera Investment Advisers LLC, East West Bank, Forex Signs, Inc and Merrill Lynch, Pierce, Fenner & Smith Inc. Liu maintains Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to operate in Washington. Cetera Investment Advisers LLC is a company operating out of Schaumburg, IL. The company has offices in 1,614 locations and a total of 3,094 advisors. It administers $33 billion in assets across its 176,986 accounts, making it one of the largest firms in the country by assets under management. The firm advises 431 charitable organizations. Of its 176,986 client accounts, 23% belong to high-net-worth clients who have greater than $1 million in investable assets. The firm has a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors largely depend on the financial services offered. However, fees billed by Cetera Investment Advisers LLC may include some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Cetera Investment Advisers LLC Brokerage Details
$33,356,369,941
3,094
176,986
$188,469
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Ivy Liu Work History
Ivy has been registered as a financial advisor for 1 years.*
Cetera Investment Services LLC
Cetera Investment Advisers LLC
East West Bank
Charles Schwab & Co., Inc
Charles Schwab Bank, Ssb
Bank Of America N.A
Merrill Lynch, Pierce, Fenner & Smith Inc
Hsbc Bank Usa, N.A
Hsbc Securities (Usa) Inc
J.P. Morgan Securities LLC
Jpmorgan Chase Bank, N.A
Johns Hopkins University
Forex Signs, Inc
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Ivy Liu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Cetera Investment Advisers LLC
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Pittsburgh, PA
Freehold, NJ
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
