Jack
Oconnor
Ubs Financial Services Inc
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About this Advisor
Jack Oconnor is a financial advisor operating in Seattle, Washington, with 7 years of relevant experience. Oconnor currently works for Ubs Financial Services Inc. Throughout their career, Oconnor has worked at American Red Cross, Portland State University, Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services LLC, Lake Oswego Senior High School, Darsalam Lazurdi Portland and Ubs Financial Services. Oconnor maintains a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and is registered to serve investors in Washington. Ubs Financial Services Inc is a financial advisory company that has its headquarters in Weehawken, NJ. The company has offices in 369 locations and a total of 13,059 financial advisors. It controls $601 billion in total assets among its 1,077,471 accounts, making it one of the largest firms in the nation by assets under management. The firm provides financial advisory services to 8,062 charitable organizations. Of its 1,077,471 client accounts, 65% are associated with high-net-worth investors who have more than $1 million in investable assets. Ubs Financial Services Inc provides a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fees are based on the type of services offered. Fee types billed by Ubs Financial Services Inc likely consist of asset-based, hourly, fixed, commission-based and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Ubs Financial Services Inc Brokerage Details
$600,808,847,012
13,059
1,077,471
$557,610
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
Jack Oconnor Work History
Jack has been registered as a financial advisor for 7 years.*
Ubs Financial Services
Portland State University
Lake Oswego Senior High School
Darsalam Lazurdi Portland
Northwestern Mutual Life Insurance Company
Northwestern Mutual Investment Services LLC
American Red Cross
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Jack Oconnor to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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