Voya Financial Advisors, Inc

Investment Advisor
in Federal Way, WA

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About this Advisor

James Bermingham is a financial advisor based in Federal Way, Washington. Bermingham currently works for Voya Financial Advisors, Inc. Throughout their career, Bermingham has worked at Bank Of America, N.A./Merrill Lynch, Highline College, The Evergreen State College, Edward Jones, E*Trade Securities LLC, E*Trade Capital Management LLC and Voya Financial Advisors. Bermingham has a Series 66 license, which qualifies them as both a securities agent and an investment advisor representative, and can serve investors in Washington. Voya Financial Advisors, Inc is an advisory firm operating out of Windsor, CT. It has offices in 299 locations and a total of 605 people on staff. It handles $2 billion in assets among its 13,909 client accounts, making it one of the largest investment advisory firms in the country by assets under management. The firm advises five charities and foundations. Of its 13,909 client accounts, 17% are associated with high-net-worth investors who have at least $1 million in assets. Voya Financial Advisors, Inc offers a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. Fees for financial advice typically vary depending on which services the firm provides the client. However, fee types charged by Voya Financial Advisors, Inc likely are comprised of any blend of asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66

Years Registered*

less than 1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Office Location

Federal Way, WA

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Voya Financial Advisors, Inc Brokerage Details

Total Assets Under Management


WA Average: $5,297,377,271
Total Number of Employees


WA Average: 35
Total Number of Accounts


WA Average: 690
Average Account Size


WA Average: $7,677,358

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

James Bermingham Work History

James has been registered as a financial advisor for 0 years.*

2023 - Present (1 year)

Voya Financial Advisors

2022 - 2023 (1 year)

E*Trade Securities LLC

2022 - 2023 (1 year)

E*Trade Capital Management LLC

2021 - 2022 (1 year)

Edward Jones

2019 - 2021 (2 years)

Bank Of America, N.A./Merrill Lynch

2014 - 2019 (5 years)

Highline College

2013 - 2014 (1 year)

The Evergreen State College

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of James Bermingham to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Voya Financial Advisors, Inc

John Dubeansky
Austin, TX
Bethany Coughlin
Windsor, CT
Joseph Ade
Independence, OH
Christopher Nicola
Independence, OH
David Vallerga
Redlands, CA
Eric Macway
Windsor, CT
Scott Andrews
Windsor, CT
Maureen Weir
Windsor, CT

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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