James
Claypool

Hbc Financial Services, Pllc

CRD#4680688
Investment Advisor
in Seattle, WA

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About this Advisor

James Claypool is a financial advisor based out of Seattle, Washington who has 20 years of relevant experience. Claypool is an employee of Hbc Financial Services, Pllc. Over the course of their career, they have held roles at Hbc Financial Services, Pllc and Harrison Berkman Claypool & Guard, Pllc (And Predecessors). Claypool holds a Series 65 license, which qualifies them as an investment advisor representative, and is approved to operate in Washington. Hbc Financial Services, Pllc is an advisory business operating out of Seattle, WA. It oversees $413 million in assets among its 708 customer accounts, making it one of the bigger investment advisory firms in the nation by assets under management. The firm advises six charities and foundations. Of its 708 client accounts, 44% belong to high-net-worth individuals who have more than $1 million in assets available to invest. The business performs a diverse array of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees charged by financial advisors typically depend on which services are offered. Fee types billed by Hbc Financial Services, Pllc most likely consist of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65

Years Registered*

20 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1200 Westlake Ave N, Ste 902
Seattle, WA 98109-3543

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Hbc Financial Services, Pllc Brokerage Details

Total Assets Under Management

$413,154,287

WA Average: $3,566,627,242
Total Number of Employees

5

WA Average: 46
Total Number of Accounts

708

WA Average: 1,499
Average Account Size

$583,551

WA Average: $2,379,338

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

James Claypool Work History

James has been registered as a financial advisor for 20 years.*

2001 - Present (23 years)

Hbc Financial Services, Pllc

2001 - Present (23 years)

Harrison Berkman Claypool & Guard, Pllc (And Predecessors)

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Claypool to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Hbc Financial Services, Pllc

James Guard
Seattle, WA
Janon Niess
Seattle, WA
Erika Allen
Seattle, WA
James Claypool
Seattle, WA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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