James
Simone

Beacon Pointe Advisors, LLC

CRD#4341761
Investment Advisor
in Seattle, WA

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About this Advisor

James Simone is a certified financial planner and chartered financial analyst working out of Seattle, Washington with a total of 2 years of industry experience. Simone currently works for Beacon Pointe Advisors, LLC. During their career, Simone has held roles at Ameriprise Financial Services, Inc, Rainier Financial Group, Inc, Beacon Pointe, Wentworth Hauser & Violich, Lpl Financial, LLC and Purshe Kaplan Sterling Investments. Simone has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Washington. Beacon Pointe Advisors, LLC is an advisory business that has its headquarters in Newport Beach, CA. The firm has offices in 26 locations and a total of 420 employees. It has $23 billion in total assets across its 42,223 client accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm provides services to 85 charitable organizations. Of its 42,223 client accounts, 36% belong to high-net-worth investors who have more than $1 million in investable assets. Beacon Pointe Advisors, LLC has a broad range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, educational seminars and other services. Financial management fees largely vary depending on which services the firm provides the client. However, fees billed by Beacon Pointe Advisors, LLC can be comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66, CERTIFIED FINANCIAL PLANNER™, Chartered Financial Analyst

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

4022 Stone Way North #100
Seattle, WA 98103

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Beacon Pointe Advisors, LLC Brokerage Details

Total Assets Under Management

$23,245,734,845

WA Average: $7,578,581,321
Total Number of Employees

420

WA Average: 43
Total Number of Accounts

42,223

WA Average: 3,727
Average Account Size

$550,547

WA Average: $2,033,427

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other

James Simone Work History

James has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Beacon Pointe

2021 - Present (3 years)

Purshe Kaplan Sterling Investments

2018 - 2021 (3 years)

Rainier Financial Group, Inc

2018 - 2021 (3 years)

Lpl Financial, LLC

2017 - 2018 (1 year)

Ameriprise Financial Services, Inc

2006 - 2016 (10 years)

Wentworth Hauser & Violich

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of James Simone to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Beacon Pointe Advisors, LLC

Scott Ayers
Newport Beach, CA
Cal Dickman
Newport Beach, CA
Todd Ruble
Scottsdale, AZ
Mark Moehlman
Newport Beach, CA
Leah Loewenthal
Campbell, CA
Thomas O'Connor
Newport Beach, CA
Daniel Mcgilvray
Denver, CO
Gregory Taylor
Newport Beach, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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