Principal Securities, Inc
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About this Advisor
John Pettit is a financial advisor working out of Puyallup, Washington with 10 years of industry experience. Pettit currently works for Principal Securities, Inc. Their career trajectory has included roles at Principal Life Ins Co, Princor Financial Services Corp, Union Financial Inc and Principal Securities Inc. Pettit has a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Washington. Principal Securities, Inc is an advisory firm that has its headquarters in Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 financial advisors. It handles $9 billion in assets under management between its 46,075 client accounts, making it one of the largest investment advisory firms in the nation by assets under management. The firm serves 34 charitable organizations. Of its 46,075 customer accounts, just 3% belong to high-net-worth clients who have at least $1 million in investable assets. Principal Securities, Inc offers a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fees depend on which services are provided. Fee types billed by Principal Securities, Inc can be comprised of any combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
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Principal Securities, Inc Brokerage Details
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
John Pettit Work History
John has been registered as a financial advisor for 10 years.*
Principal Securities Inc
Union Financial Inc
Principal Life Ins Co
Princor Financial Services Corp
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Please visit the SEC profile of John Pettit to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact firstname.lastname@example.org.
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