John
Roeller

Financial Advocates Investment Management

CRD#2180412
Investment Advisor
in Seattle, WA
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About this Advisor

John Roeller is a certified financial planner based in Seattle, Washington, with a total of 12 years of experience as a financial advisor. Roeller is an advisor for Financial Advocates Investment Management. Their career trajectory has included roles at Sun Life Financial, Sun Life Financial Distributors, Kms Financial Services, Inc, Lpl Financial LLC and Financial Advocates Investment Management. Roeller has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is approved to work in Washington. Financial Advocates Investment Management is an advisory business operating out of Seattle, Washington. The company has offices in 80 locations and a total of 172 employees. It manages $4 billion in total assets between its 19,410 customer accounts, making it one of the biggest financial advisory firms in the nation by assets under management. The firm provides services to 15 charities and foundations. Of its 19,410 customer accounts, 19% are held by high-net-worth clients who have more than $1 million in assets. The advisory firm has a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients and pension consulting services. Fees charged by financial advisors typically are based on which services are offered. However, fee types charged by Financial Advocates Investment Management may include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 66, Certified Financial Planner

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Disclosures

No

Office Location

1455 Nw Leary Way Suite 400
Seattle, WA 98107

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Financial Advocates Investment Management Brokerage Details

Total Assets Under Management

$3,560,266,000

WA Average: $3,566,627,242
Total Number of Employees

172

WA Average: 46
Total Number of Accounts

19,410

WA Average: 1,499
Average Account Size

$183,424

WA Average: $2,379,338

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

John Roeller Work History

John has 12 years of experience.

2014 - Present (5 years)

Financial Advocates Investment Management

2010 - 2010 (0 years)

Kms Financial Services, Inc

2010 - Present (9 years)

Lpl Financial LLC

2006 - 2009 (3 years)

Sun Life Financial

2006 - 2009 (3 years)

Sun Life Financial Distributors

Disclosures

John Roeller has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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