Kathleen
Cummins

Morgan Stanley

CRD#1220633
Investment Advisor
in Gig Harbor, WA

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About this Advisor

Kathleen Cummins is a financial advisor based in Gig Harbor, Washington with a total of 14 years of industry experience. Cummins is currently employed by Morgan Stanley. Over the course of their career, Cummins has held roles at Morgan Stanley Smith Barney LLC and Morgan Stanley Private Bank, N.A. Cummins has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can serve investors in Texas and Washington. Morgan Stanley is a financial advisory business that has its headquarters in Purchase, NY. The investment advisory business has offices in 930 locations and a total of 28,000 advisors. It manages $1 trillion in total assets across its 2,233,188 accounts, placing it among the biggest financial advisory firms in the United States by assets under management. The firm serves 30,383 charitable organizations. Of its 2,233,188 accounts, just 1% are associated with high-net-worth individuals who have at least $1 million in assets available to invest. Morgan Stanley performs a broad assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees for financial management usually vary depending on which services the firm provides the client. Fees charged by Morgan Stanley can include some combination of asset-based, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

14 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Others

Office Location

2727 Hollycroft Street Suite 330
Gig Harbor, WA 98335

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,185,061,196,999

WA Average: $7,464,549,021
Total Number of Employees

28,000

WA Average: 88
Total Number of Accounts

2,233,188

WA Average: 3,892
Average Account Size

$530,659

WA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Kathleen Cummins Work History

Kathleen has been registered as a financial advisor for 14 years.*

2015 - Present (9 years)

Morgan Stanley Private Bank, N.A

2009 - Present (15 years)

Morgan Stanley Smith Barney LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Kathleen Cummins to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

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Charles Doering
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Janelle Williams
Billings, MT
Calvin Mason
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Melissa Moyer
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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