Lisa
Graham
Wealthspire Advisors
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About this Advisor
Lisa Graham is a certified financial planner who works out of Seattle, Washington who has 1 year of industry experience. Graham works at Wealthspire Advisors. Their career trajectory has included roles at Cedarbrook Lodge, 5Th Avenue Theatre, Morgan Stanley Private Bank, N.A, Wells Fargo Clearing Services, LLC, Wellsfargo Clearing Services, LLC and Wealthspire Advisors. Graham maintains a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is approved to operate in Washington. Wealthspire Advisors is a business based out of San Rafael, CA. It has offices in two locations and a total of 44 financial advisors. It controls $3 billion in assets across its 934 customer accounts, placing it among the largest firms in the country by assets under management. The firm advises three charities and foundations. Of its 934 client accounts, 66% are held by high-net-worth clients who have more than $1 million in assets. The firm performs a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. Financial management fees usually are based on which services the firm provides the client. However, fees charged by Wealthspire Advisors may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Wealthspire Advisors Brokerage Details
$2,453,163,396
44
934
$2,626,513
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
Lisa Graham Work History
Lisa has been registered as a financial advisor for 1 years.*
Wealthspire Advisors
Wells Fargo Clearing Services, LLC
Morgan Stanley Private Bank, N.A
Wellsfargo Clearing Services, LLC
Cedarbrook Lodge
5Th Avenue Theatre
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Lisa Graham to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Wealthspire Advisors
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
