Mallory
Hall

Wells Fargo Clearing Services, LLC

CRD#6243597
Investment Advisor
in Seattle, WA
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About this Advisor

Mallory Hall is a certified financial planner whose office is in Seattle, Washington. Currently a registered investment advisor with Wells Fargo Clearing Services, LLC, Hall has 11 years of experience in the financial advisory industry. Hall maintains a Series 66 license, qualifying the advisor as both a securities agent and an investment advisor representative. Hall is able to advise customers in Washington. During their career, the advisor has held roles at E-Medex, LLC, Wells Fargo Advisors, LLC, Tamarac, Blackrock, Parametric Portfolio and Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is based out of Seattle, Washington, and has 6,557 locations in the country. In total, Wells Fargo Clearing Services, LLC manages $473 billion in assets across 1,432,715 client accounts and retains more than 26,409 people. The amount of assets the firm manages makes it one of the largest financial advisory firms in the country. The firm manages 1,046,418 accounts on a discretionary basis, meaning the advisor has the authority to make all investment decisions. Currently 39% of the firm's customers are high-net-worth individuals, meaning they have over $1 million in investable assets. Wells Fargo Clearing Services, LLC provides financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and other services. The firm may charge clients asset-based, hourly, fixed and commission-based fees.

Certifications and Registrations

Series 66, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions

Disclosures

No

Office Location

1201 3Rd Ave Ste 3500
Seattle, WA 98101

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Wells Fargo Clearing Services, LLC Brokerage Details

Total Assets Under Management

$433,195,677,454

WA Average: $11,469,110,461
Total Number of Employees

26,352

WA Average: 458
Total Number of Accounts

1,434,106

WA Average: 33,415
Average Account Size

$302,067

WA Average: $343,232

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Other

Mallory Hall Work History

Mallory has 11 years of experience.

2016 - Present (3 years)

Wells Fargo Clearing Services, LLC

2013 - 2016 (3 years)

Wells Fargo Advisors, LLC

2013 - 2013 (< 1 year)

Tamarac

2011 - 2012 (1 year)

Blackrock

2009 - 2011 (2 years)

E-Medex, LLC

2007 - 2009 (2 years)

Parametric Portfolio

Disclosures

Mallory Hall has no disclosures.

Please visit their SEC profile for more details.

This content was compiled from the SEC and FINRA.

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