Nicholas
Pagliai

Northwestern Mutual Investment Services, LLC

CRD#6714923
Investment Advisor
in Seattle, WA

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About this Advisor

Nicholas Pagliai is a financial advisor based out of Seattle, Washington who has 3 years of relevant experience. Pagliai is currently employed by Northwestern Mutual Investment Services, LLC. The advisor has gained experience at Northwestern Mutual Investment Services LLC, Klevens Capital Management, Antoine Toussaint, Fifth Third Bank, Merrill Lynch Pierce Fenner And Smith, Johnson Bank, Marc Nielsen State Farm, Student, Welsey Burns, Wesley Burns, Kms Financiial Services Inc, Kevin Johnson and Wealth Management Company. Pagliai has Series 66 and Series 63 licenses, certifying them as a securities representative, and is able to advise clients in Washington. Northwestern Mutual Investment Services, LLC is a registered investment business that has its headquarters in Milwaukee, WI. The firm provides other services. Fees for financial advice largely vary depending on which service is offered. However, fees charged by Northwestern Mutual Investment Services, LLC most likely include any combination of fixed and other fees.

Certifications and Registrations

Series 66, Series 63

Years Registered*

3 years

Services Offered

Other

Fee Structure

Fixed Fees, Others

Office Location

601 Union St Ste 2500
Seattle, WA 98101

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Northwestern Mutual Investment Services, LLC Brokerage Details

Total Number of Employees

2,125

WA Average: 43

Investment Advisory Services

  • Other

Nicholas Pagliai Work History

Nicholas has been registered as a financial advisor for 3 years.*

2020 - Present (4 years)

Kevin Johnson

2020 - Present (4 years)

Northwestern Mutual Investment Services LLC

2020 - Present (4 years)

Wealth Management Company

2020 - 2020 (< 1 year)

Klevens Capital Management

2020 - 2020 (< 1 year)

Kms Financiial Services Inc

2019 - 2019 (< 1 year)

Northwestern Mutual Investment Services LLC

2019 - 2019 (< 1 year)

Antoine Toussaint

2019 - 2019 (< 1 year)

Antoine Toussaint

2019 - 2019 (< 1 year)

Welsey Burns

2019 - 2019 (< 1 year)

Wesley Burns

2018 - 2019 (1 year)

Fifth Third Bank

2017 - 2018 (1 year)

Merrill Lynch Pierce Fenner And Smith

2015 - 2017 (2 years)

Fifth Third Bank

2013 - 2015 (2 years)

Johnson Bank

2013 - 2013 (< 1 year)

Marc Nielsen State Farm

2011 - 2013 (2 years)

Student

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Nicholas Pagliai to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Northwestern Mutual Investment Services,LLC

Timothy Mindel
Albany, NY
John Rhett
Atlanta, GA
Garrick Legault
Wilbraham, MA
Christopher Brennan
Boston, MA
Dawn Hansen
Chesterfield, MO
Thomas Powers
Vernon Hills, IL
Ryan Dix
Mishawaka, IN
Justin Mccall
Nashville, TN

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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