Nini
Wu

Morgan Stanley

CRD#6572622
Investment Advisor
in Kirkland, WA

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About this Advisor

Nini Wu is a financial advisor based in Kirkland, Washington, working with Morgan Stanley. Nini has previously held positions at East West Bank, University Of Washington, Peking University, Cetera Investment Services LLC, Cetera Investment Advisers LLC, Morgan Stanley Smith Barney LLC, and Morgan Stanley Private Bank, N.A. Nini has passed the Series 66 regulatory exam and is registered to provide services in Texas and Washington. Currently, Nini is part of Morgan Stanley, which operates out of Kirkland, Washington. The firm has 930 offices and 29,300 employees. The firm manages assets totaling $1.4 trillion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars, and other services. The fee structure at Morgan Stanley includes asset-based, fixed, commission-based, performance-based, and other fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops, Other

Fee Structure

Percentage of Assets, Fixed Fees, Commissions, Performance-based Fees, Others

Office Location

4000 Carillon Point
Kirkland, WA 98033

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Morgan Stanley Brokerage Details

Total Assets Under Management

$1,402,425,838,334

WA Average: $7,464,549,021
Total Number of Employees

29,300

WA Average: 88
Total Number of Accounts

2,405,783

WA Average: 3,892
Average Account Size

$582,939

WA Average: $1,917,921

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops
  • Other

Nini Wu Work History

2020 - Present (4 years)

Morgan Stanley Smith Barney LLC

2020 - Present (4 years)

Morgan Stanley Private Bank, N.A

2016 - 2020 (4 years)

Cetera Investment Advisers LLC

2015 - 2020 (5 years)

East West Bank

2015 - 2020 (5 years)

Cetera Investment Services LLC

2014 - 2015 (1 year)

University Of Washington

2013 - 2014 (1 year)

Peking University

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Disclosures

Please visit the SEC profile of Nini Wu to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Morgan Stanley

Taylor Kangethe
Kansas City, MO
Charlotte Ahdoot
New York, NY
Emilia Rivera
San Diego, CA
Rebecca Bessette
Boston, MA
Felix Del Vecchio
Wellesley Hills, MA
Rachel Irwin
Kingsport, TN
Amanda Ragde
Woodland Hills, CA
Christopher Rollo
Oneonta, NY

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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