Paige
Lewis

Principal Securities, Inc

CRD#6225381
Investment Advisor
in Seattle, WA

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About this Advisor

Paige Lewis is a financial advisor who works out of Seattle, Washington, with a total of 1 year of industry experience. Lewis is an advisor for Principal Securities, Inc. Over the course of their career, Lewis has held roles at Nationwide Investment Services Corp, Nationwide, Charles Schwab & Co., Inc, The Stancorp Equities, Inc, Stancorp Investments Advisers, Umb Financial, Principal Life Insurance and Principal Securities. Lewis holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can operate in Washington. Principal Securities, Inc is a registered investment company based in Des Moines, IA. The company has offices in 350 locations and a total of 1,430 employees. It administers $9 billion in assets between its 46,075 client accounts, making it one of the biggest firms in the United States by assets under management. The firm provides services to 34 charities and foundations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth individuals who have greater than $1 million in assets available to invest. Principal Securities, Inc provides a broad array of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Fees charged by financial advisors usually are based on which services the firm provides the client. However, fees billed by Principal Securities, Inc may include some combination of asset-based, hourly, fixed and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

1 year

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Others

Office Location

520 Pike St Ste 1450
Seattle, WA 98101

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Principal Securities, Inc Brokerage Details

Total Assets Under Management

$9,416,854,861

WA Average: $9,259,360,772
Total Number of Employees

1,430

WA Average: 166
Total Number of Accounts

46,075

WA Average: 7,189
Average Account Size

$204,381

WA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Paige Lewis Work History

Paige has been registered as a financial advisor for 1 years.*

2022 - Present (2 years)

Principal Life Insurance

2022 - Present (2 years)

Principal Securities

2022 - 2022 (< 1 year)

Umb Financial

2020 - 2022 (2 years)

The Stancorp Equities, Inc

2020 - 2022 (2 years)

Stancorp Investments Advisers

2019 - 2019 (< 1 year)

Charles Schwab & Co., Inc

2013 - 2019 (6 years)

Nationwide Investment Services Corp

2013 - 2019 (6 years)

Nationwide

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Paige Lewis to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Principal Securities, Inc

Jamey Pesek
Fargo, ND
Michael Kidd
Austin, TX
Paige Lewis
Seattle, WA
Benjamin Eichler
Williamston, MI
James Henry
Wdm, IA
Kenneth Gellerstedt
Neenah, WI
William Daines
Tampa, FL
Justin Terrell
Bethesda, MD

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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