Randy
Johnston

Royal Alliance Associates, Inc

CRD#2319033
Investment Advisor
in Kennewick, WA

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About this Advisor

Randy Johnston is a financial advisor based in Kennewick, Washington with 2 years of relevant experience. Johnston is currently employed by Royal Alliance Associates, Inc. Throughout their career, they have worked at Edward Jones, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Lpl Financial LLC, Royal Alliance Associates, Inc, R & M Johnston LLC, Chelan County Historical Society, Kiwanis Club Board Member and Johnston Marcum LLC. Johnston maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can operate in Washington. Royal Alliance Associates, Inc is a business based in Jersey City, NJ. The investment advisory business has offices in 1,009 locations and a total of 3,704 employees. It controls $30 billion in assets between its 149,233 client accounts, making it one of the largest firms in the nation by assets under management. The firm advises 191 charities and foundations. Of its 149,233 customer accounts, just 11% are associated with high-net-worth investors who have greater than $1 million in assets. The business has a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. A financial advisor's fee schedules usually are based on the type of services offered. Fee types charged by Royal Alliance Associates, Inc can include asset-based, hourly and fixed fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

2 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

8350 W Grandridge Blvd Suite 200, Office #305
Kennewick, WA 99336

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Royal Alliance Associates, Inc Brokerage Details

Total Assets Under Management

$29,536,149,674

WA Average: $10,121,009,343
Total Number of Employees

3,704

WA Average: 92
Total Number of Accounts

149,233

WA Average: 6,978
Average Account Size

$197,920

WA Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Educational seminars/workshops

Randy Johnston Work History

Randy has been registered as a financial advisor for 2 years.*

2021 - Present (3 years)

Royal Alliance Associates, Inc

2021 - 2021 (< 1 year)

Lpl Financial LLC

2015 - 2020 (5 years)

Chelan County Historical Society

2015 - 2019 (4 years)

Johnston Marcum LLC

2014 - 2021 (7 years)

Waddell & Reed, Inc

2014 - 2021 (7 years)

Various Insurance Carriers For W&R Insurance Agencies

2014 - 2020 (6 years)

R & M Johnston LLC

2012 - 2021 (9 years)

Kiwanis Club Board Member

2005 - 2014 (9 years)

Edward Jones

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Randy Johnston to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Royal Alliance Associates, Inc

Stephen Carter
Grandville, MI
Amanda Johnson
Spokane, WA
Samuel Clark
South Jordan, UT
David Whitfield
Mishawaka, IN
Joshua Harper
South Jordan, UT
Trisha Qualy
St Louis Park, MN
Louis Sparacino
Mineola, NY
Phillip Wong
Wayland, MA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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