Roman
Catli

U.S. Bancorp Investments, Inc

CRD#3084224
Investment Advisor
in Seattle, WA

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About this Advisor

Roman Catli is a certified financial planner who works out of Seattle, Washington, who has 11 years in the industry. Catli works at U.S. Bancorp Investments, Inc. Throughout their career, they have worked at Wells Fargo Investments, LLC, Wells Fargo Advisors LLC and U.S. Bancorp Investments, Inc. Catli maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Washington. U.S. Bancorp Investments, Inc is a business operating out of Seattle, Washington. The investment advisory business has offices in 1,994 locations and a total of 2,398 financial advisors. It controls $9 billion in total assets between its 42,344 accounts, placing it among the largest firms in the country by assets under management. The firm serves 24 charities and foundations. Of its 42,344 customer accounts, just 2% belong to high-net-worth individuals who have at least $1 million in assets available to invest. The business has a wide range of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and publication of newsletters. Financial management fees typically depend on which services the firm provides the client. However, fee types charged by U.S. Bancorp Investments, Inc may include some blend of asset-based and other fees.

Certifications and Registrations

Series 63, Series 65, Certified Financial Planner

Years of Experience

11 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Publication of periodicals or newsletters

Fee Structure

Percentage of Assets, Others

Disclosures

No

Office Location

1420 5Th Avenue
Seattle, WA 98101

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U.S. Bancorp Investments, Inc Brokerage Details

Total Assets Under Management

$8,988,554,145

WA Average: $5,289,111,388
Total Number of Employees

2,398

WA Average: 157
Total Number of Accounts

42,344

WA Average: 8,262
Average Account Size

$212,275

WA Average: $640,173

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

Roman Catli Work History

Roman has 11 years of experience.

2016 - Present (5 years)

U.S. Bancorp Investments, Inc

2011 - 2016 (5 years)

Wells Fargo Advisors LLC

2009 - 2011 (2 years)

Wells Fargo Investments, LLC

Disclosures

Roman Catli has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at U.S. Bancorp Investments, Inc

Paul Denne
Hopkins, MN
Ladeanna Damron
Lexington, KY
Edward Titcomb
Naples, FL
James Dockens
Bonney Lake, WA
Janice Dickinson
Spokane, WA
Jacob Cote
Appleton, WI
Jeff Merlino
Vancouver, WA
Shalee Shields
Saint Paul, MN

This content was compiled from the SEC and FINRA.

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