Samuel
Capps

Thrivent Investment Management Inc

CRD#3015255
Investment Advisor
in Bellevue, WA

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About this Advisor

Samuel Capps is a financial advisor based out of Bellevue, Washington who has 19 years of relevant experience. Capps works at Thrivent Investment Management Inc. The advisor has gained experience at Thrivent Investment Management Inc and Thrivent Financial For Lutherans. Capps has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to advise clients in Texas and Washington. Thrivent Investment Management Inc is a financial advisory firm based in Minneapolis, MN. The company has offices in 1,106 locations and a total of 3,548 financial advisors. It handles $13 billion in assets under management between its 40,990 accounts, making it one of the biggest firms in the nation by assets under management. Of its 40,990 accounts, just 13% belong to high-net-worth investors who have more than $1 million in assets available to invest. Thrivent Investment Management Inc performs a few services, such as financial planning services and portfolio management for individuals and small businesses. Fees for financial advice typically vary depending on which services are offered. However, fees charged by Thrivent Investment Management Inc can be comprised of asset-based and fixed fees.

Certifications and Registrations

Series 63, Series 66

Years Registered*

19 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses

Fee Structure

Percentage of Assets, Fixed Fees

Office Location

11711 Se 8Th Street Ste 201
Bellevue, WA 98005

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Thrivent Investment Management Inc Brokerage Details

Total Assets Under Management

$12,490,022,666

WA Average: $5,289,111,388
Total Number of Employees

3,548

WA Average: 157
Total Number of Accounts

40,990

WA Average: 8,262
Average Account Size

$304,709

WA Average: $640,173

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses

Samuel Capps Work History

Samuel has been registered as a financial advisor for 19 years.*

2002 - Present (22 years)

Thrivent Investment Management Inc

2002 - Present (22 years)

Thrivent Financial For Lutherans

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Samuel Capps to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Thrivent Investment Management Inc

Tanya Dean
Mondovi, WI
Paul Hawkins
Blue Springs, MO
Robert Swearingen
Minneapolis, MN
Julie Pressnell
Tampa, FL
Margaret Carter
Chicago, IL
Melissa Murphy
Appleton, WI
Ryan Anderson
Sioux Falls, SD
Michael Guizzetti
Appleton, WI

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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