Sarah
Whittaker

Cambridge Investment Research Advisors, Inc

CRD#6215374
Investment Advisor
in Battle Ground, WA

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About this Advisor

Sarah Whittaker is a financial advisor operating in Battle Ground, Washington, with a total of 5 years of relevant experience. Whittaker is on the advisory team at Cambridge Investment Research Advisors, Inc. Throughout their career, Whittaker has worked at University Of Oregon Recreation Center, Capitol Family Office, Univ. Of Oregon, Axa Advisors, LLC, Cambridge Investment Research, Inc and Cambridge Investment Research Advisors, Inc. Whittaker holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is able to serve investors in Washington. Cambridge Investment Research Advisors, Inc is a financial advisory firm operating out of Fairfield, IA. It has offices in 2,023 locations and a total of 3,352 employees. It handles $82 billion in assets under management among its 461,370 client accounts, placing it among the largest firms in the country by assets under management. The firm serves six charitable organizations. Of its 461,370 accounts, just 10% are held by high-net-worth individuals who have greater than $1 million in assets. Cambridge Investment Research Advisors, Inc provides a diverse range of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, market timing services and educational seminars. Fees for financial management typically are based on which services the firm provides the client. Fee types billed by Cambridge Investment Research Advisors, Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Market timing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Office Location

11200 Ne Gren Fels Dr.
Battle Ground, WA 98604

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Cambridge Investment Research Advisors, Inc Brokerage Details

Total Assets Under Management

$82,427,818,654

WA Average: $9,259,360,772
Total Number of Employees

3,352

WA Average: 166
Total Number of Accounts

461,370

WA Average: 7,189
Average Account Size

$178,659

WA Average: $1,287,990

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Market timing services
  • Educational seminars/workshops

Sarah Whittaker Work History

Sarah has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Cambridge Investment Research, Inc

2018 - Present (6 years)

Cambridge Investment Research Advisors, Inc

2014 - 2018 (4 years)

Axa Advisors, LLC

2013 - 2013 (< 1 year)

Capitol Family Office

2011 - 2014 (3 years)

University Of Oregon Recreation Center

2010 - 2014 (4 years)

Univ. Of Oregon

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Sarah Whittaker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Cambridge Investment Research Advisors, Inc

Herbert Modrak
Glen Allen, VA
Andrew Wittich
Houston, TX
Ryan Bouchard
Kennesaw, GA
John Ladick
Fairfield, IA
Winston Malone
Roanoke, TX
Enrico Bawar
Staten Island, NY
Crescencio Alvarez
Fairfield, IA
Laurie Taylor
Ormond Beach, FL

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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