Scott
Caldwell
Lpl Financial LLC
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About this Advisor
Scott Caldwell is a financial advisor working out of Bellingham, Washington with 2 years of industry experience. Caldwell is currently employed by Lpl Financial LLC. The advisor has gained experience at Waddell & Reed, Inc, Various Insurance Carriers For W & R Insurance Agencies, Bellingham United, Wcysa - Whatcom Sports Commission, Mt Baker Chapter Of Shrm, Wfc Rangers Soccer Club, Scott Caldwell LLC, Blue Skies For Children Non Profit, Junior Achievement Nw Washington, Wfc Rangers Soccer, The Bellingham Team, Happy Rentals LLC and Lpl Financial LLC. Caldwell maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to work in California, Colorado, Idaho, Montana, New Mexico, Texas and Washington. Lpl Financial LLC is an advisory business that has its headquarters in Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 advisors. It administers $368 billion in assets under management between its 1,688,501 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 3,425 charitable organizations. Of its 1,688,501 accounts, 31% are associated with high-net-worth clients who have greater than $1 million in investable assets. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors largely vary depending on the type of services provided. Fees charged by Lpl Financial LLC can include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Scott Caldwell Work History
Scott has been registered as a financial advisor for 2 years.*
Lpl Financial LLC
Happy Rentals LLC
The Bellingham Team
Blue Skies For Children Non Profit
Junior Achievement Nw Washington
Wfc Rangers Soccer
Scott Caldwell LLC
Bellingham United
Wfc Rangers Soccer Club
Wcysa - Whatcom Sports Commission
Mt Baker Chapter Of Shrm
Waddell & Reed, Inc
Various Insurance Carriers For W & R Insurance Agencies
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Scott Caldwell to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Lawrenceburg, IN
Festus, MO
Arlington Heights, IL
Danville, IL
Guntersville, AL
Dyersburg, TN
Boston, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
