Shawn
Hintz

Ubs Financial Services Inc

CRD#2626246
Investment Advisor
in Seattle, WA

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About this Advisor

Shawn Hintz is a financial advisor who works out of Seattle, Washington, who has 22 years of experience as a financial advisor. Hintz is an advisor for Ubs Financial Services Inc. They have been employed by Ubs Financial Services Inc for all of their career. Hintz maintains Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and can advise clients in Washington. Ubs Financial Services Inc is a firm that has its headquarters in Seattle, Washington. The company has offices in 369 locations and a total of 15,605 employees. It oversees $591 billion in assets among its 975,301 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm provides services to 5,525 charities and foundations. Of its 975,301 accounts, 58% belong to high-net-worth individuals who have at least $1 million in assets available to invest. Ubs Financial Services Inc provides a wide assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial advisory fees largely vary depending on which services are provided. Fees charged by Ubs Financial Services Inc likely include some blend of asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

22 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

925 4Th Ave 31St and 32Nd Floor
Seattle, WA 98104

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

WA Average: $10,121,009,343
Total Number of Employees

15,605

WA Average: 92
Total Number of Accounts

975,301

WA Average: 6,978
Average Account Size

$606,337

WA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Shawn Hintz Work History

Shawn has 22 years of experience.

1998 - Present (23 years)

Ubs Financial Services Inc

Disclosures

Shawn Hintz has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Brennan Collins
Springfield, MA
Thomas Ladd
New York, NY
Quillian Grindstaff
Charlotte, NC
Tessa Zhang
Weehawken, NJ
Kay Buel
Kansas City, MO
Jacqueline Henao
New York, NY
Devota Shay
Los Angeles, CA

This content was compiled from the SEC and FINRA.

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