Sonia
Alexis

Ubs Financial Services Inc

CRD#2381469
Investment Advisor
in Seattle, WA

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About this Advisor

Sonia Alexis is a financial advisor based in Seattle, Washington, who has 12 years in the industry. Alexis is an employee of Ubs Financial Services Inc. Throughout their career, Alexis has worked at Ubs Financial Services Inc. Alexis has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can serve investors in Washington. Ubs Financial Services Inc is an advisory firm that has its headquarters in Seattle, Washington. The company has offices in 369 locations and a total of 15,605 employees. It controls $591 billion in assets under management between its 975,301 accounts, placing it among the largest investment advisory firms in the United States by assets under management. The firm serves 5,525 charitable organizations. Of its 975,301 client accounts, 58% are held by high-net-worth clients who have at least $1 million in investable assets. The company has a diverse assortment of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, security rating services and educational seminars. Financial management fee schedules usually are based on which service is provided. However, fees charged by Ubs Financial Services Inc most likely include asset-based, hourly, fixed, commission-based and other fees.

Certifications and Registrations

Series 63, Series 65

Years of Experience

12 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Security ratings or pricing services, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees, Commissions, Others

Disclosures

No

Office Location

925 4Th Ave 31St and 32Nd Floor
Seattle, WA 98104

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Ubs Financial Services Inc Brokerage Details

Total Assets Under Management

$591,360,861,325

WA Average: $10,121,009,343
Total Number of Employees

15,605

WA Average: 92
Total Number of Accounts

975,301

WA Average: 6,978
Average Account Size

$606,337

WA Average: $1,450,417

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Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops

Sonia Alexis Work History

Sonia has 12 years of experience.

2015 - Present (6 years)

Ubs Financial Services Inc

2008 - 2015 (7 years)

Ubs Financial Services Inc

Disclosures

Sonia Alexis has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Ubs Financial Services Inc

Brennan Collins
Springfield, MA
Thomas Ladd
New York, NY
Quillian Grindstaff
Charlotte, NC
Tessa Zhang
Weehawken, NJ
Kay Buel
Kansas City, MO
Jacqueline Henao
New York, NY
James Shea
San Francisco, CA
Devota Shay
Los Angeles, CA

This content was compiled from the SEC and FINRA.

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