Thomas
Baker
Transamerica Financial Advisors, Inc
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About this Advisor
Thomas Baker is a financial advisor who works out of Bellevue, Washington, who has 11 years of industry experience. Baker currently works for Transamerica Financial Advisors, Inc. Baker has gained experience at World Financial Group, Clear Energy, Thomas M. Baker & Linda A. Baker Joint Owners Of 2 Rental Homes, Transamerica Financial Advisors, Inc, John Chi International Company, Solterra LLC and World System Builders (Wsb). Baker has Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and can advise clients in Washington. Transamerica Financial Advisors, Inc is a financial advisory business headquartered in Saint Petersburg, FL. It has offices in 286 locations and a total of 1,235 people on staff. It manages $2 billion in assets under management among its 59,659 customer accounts, placing it among the largest firms in the nation by assets under management. The firm provides services to 18 charitable organizations. Of its 59,659 accounts, just 2% are associated with high-net-worth investors who have more than $1 million in investable assets. Transamerica Financial Advisors, Inc provides a number of services, including portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fee schedules depend on which service is offered. Fees charged by Transamerica Financial Advisors, Inc typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Transamerica Financial Advisors, Inc Brokerage Details
$1,815,425,709
1,235
59,659
$30,430
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Thomas Baker Work History
Thomas has been registered as a financial advisor for 11 years.*
Solterra LLC
World System Builders (Wsb)
Transamerica Financial Advisors, Inc
World Financial Group
Clear Energy
Thomas M. Baker & Linda A. Baker Joint Owners Of 2 Rental Homes
John Chi International Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas Baker to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Transamerica Financial Advisors, Inc
Milpitas, CA
San Antonio, TX
Draper, UT
Orem, UT
Bellevue, WA
Fort Myers, FL
Bridgeport, MI
Plano, TX
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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