Andrew
Docksey
Lpl Financial LLC
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About this Advisor
Andrew Docksey is a financial advisor operating out of Hartland, Wisconsin with a total of 5 years of relevant experience. Docksey works at Lpl Financial LLC. Throughout their career, Docksey has worked at Us Army Reserve 3-334Th 1St Brigade 95Th Division (Iet), Us Army Reserve 432Nd Civil Affairs Bn, Washington County Wi Sheriffs Dept, Menards, First Command Financial Services, Inc, First Command Financial Planing, Inc, First Command Advisory Services, Inc, First Command Insurance Services, Inc, Lpl Financial, LLC and Landmark Credit Union. Docksey has Series 63 and Series 66 licenses, which qualify them as a securities broker, and is registered to operate in Wisconsin. Lpl Financial LLC is an advisory company that has its headquarters in Fort Mill, SC. The company has offices in 9,898 locations and a total of 31,366 people on staff. It administers $368 billion in assets under management among its 1,688,501 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm advises 3,425 charities and foundations. Of its 1,688,501 customer accounts, 31% are held by high-net-worth investors who have greater than $1 million in assets available to invest. The advisory firm performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Financial advisory fees typically depend on which services are provided. Fees billed by Lpl Financial LLC likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Andrew Docksey Work History
Andrew has been registered as a financial advisor for 5 years.*
Lpl Financial, LLC
Landmark Credit Union
First Command Financial Planing, Inc
First Command Advisory Services, Inc
First Command Insurance Services, Inc
Us Army Reserve 3-334Th 1St Brigade 95Th Division (Iet)
First Command Financial Services, Inc
Washington County Wi Sheriffs Dept
Menards
Us Army Reserve 432Nd Civil Affairs Bn
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Andrew Docksey to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Vienna, VA
Charlestown, MA
Bridgeport, CT
The Villages, FL
Naperville, IL
Chico, CA
Waukesha, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
