Christopher
Dubos
Principal Securities, Inc
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About this Advisor
Christopher Dubos is a financial advisor working in Stevens Point, Wisconsin who has 2 years of relevant experience. Dubos is an employee of Principal Securities, Inc. Their career trajectory has included roles at Performance Trust Capital Partners, LLC, Performance Trust Investment Advisors, LLC, Fixed Income Capital Partners LLC, Moreton Capital Markets, Shasta Industries, Robertson Ryan & Associates, Packerland Brokerage Services, Principal Securities Inc and Principal Life Insurance Co. Dubos has a Series 66 license, designating them as both a securities agent and an investment advisor representative, and is registered to operate in Wisconsin. Principal Securities, Inc is a financial advisory business that has its headquarters in Des Moines, IA. The company has offices in 350 locations and a total of 1,430 advisors. It manages $9 billion in assets between its 46,075 accounts, placing it among the biggest firms in the country by assets under management. The firm advises 34 charities and foundations. Of its 46,075 client accounts, just 3% belong to high-net-worth investors who have at least $1 million in investable assets. The business provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fees usually are based on which services the firm provides the client. Fees billed by Principal Securities, Inc may include some combination of asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Christopher Dubos Work History
Christopher has been registered as a financial advisor for 2 years.*
Principal Securities Inc
Principal Life Insurance Co
Packerland Brokerage Services
Moreton Capital Markets
Robertson Ryan & Associates
Shasta Industries
Fixed Income Capital Partners LLC
Performance Trust Investment Advisors, LLC
Performance Trust Capital Partners, LLC
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Christopher Dubos to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Principal Securities, Inc
Des Moines, IA
Raleigh, NC
Tampa, FL
Williamston, MI
Seattle, WA
Des Moines, IA
Birmingham, AL
Milwaukee, WI
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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