Donald
Brovick
Principal Securities, Inc
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About this Advisor
Donald Brovick is a financial advisor who works out of Milwaukee, Wisconsin with 7 years of relevant experience. Brovick is an employee of Principal Securities, Inc. Throughout their career, Brovick has worked at Bank One Trust Company, N.A, Banc One Investment Advisors, J.P. Morgan Institutional Investments Inc, Principal Life Insurance, Princor Financial Services, Principal Securities and Johnson Bank. Brovick maintains Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and can work in Texas and Wisconsin. Principal Securities, Inc is a registered investment firm operating out of Des Moines, IA. The firm has offices in 350 locations and a total of 1,430 people on staff. It manages $9 billion in assets under management among its 46,075 client accounts, placing it among the largest investment advisory firms in the country by assets under management. The firm serves 34 charitable organizations. Of its 46,075 customer accounts, just 3% are associated with high-net-worth clients who have greater than $1 million in assets. Principal Securities, Inc provides a number of services, such as financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers and educational seminars. Financial management fees depend on which services are offered. However, fees billed by Principal Securities, Inc most likely include asset-based, hourly, fixed and other fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Principal Securities, Inc Brokerage Details
$9,416,854,861
1,430
46,075
$204,381
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Donald Brovick Work History
Donald has been registered as a financial advisor for 7 years.*
Principal Life Insurance
Principal Securities
Princor Financial Services
Johnson Bank
J.P. Morgan Institutional Investments Inc
Banc One Investment Advisors
Bank One Trust Company, N.A
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Donald Brovick to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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