Greg
Lavin
Securities America Advisors, Inc
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About this Advisor
Greg Lavin is a financial advisor based out of Fond Du Lac, Wisconsin with a total of 5 years of relevant experience. Lavin is on the advisory team at Securities America Advisors, Inc. Lavin has gained experience at Northwestern Mutual Life Insurance Company, Northwestern Mutual Investment Services, LLC, Northwestern Mutual Wealth Management Company, Securities America, Inc and Securities America Advisors. Lavin has Series 63 and Series 66 licenses, qualifying them as a securities agent, and is registered to serve investors in Wisconsin. Securities America Advisors, Inc is a company that has its headquarters in La Vista, NE. The investment advisory business has offices in 1,469 locations and a total of 3,748 advisors. It controls $38 billion in assets across its 200,228 accounts, placing it among the largest financial advisory firms in the nation by assets under management. The firm advises five charitable organizations. Of its 200,228 client accounts, just 5% belong to high-net-worth clients who have greater than $1 million in assets available to invest. The company provides a wide assortment of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial management usually vary depending on which services the firm provides the client. Fees charged by Securities America Advisors, Inc likely include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Securities America Advisors, Inc Brokerage Details
$38,163,842,160
3,748
200,228
$190,602
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
Greg Lavin Work History
Greg has been registered as a financial advisor for 5 years.*
Securities America, Inc
Securities America Advisors
Northwestern Mutual Wealth Management Company
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Life Insurance Company
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Greg Lavin to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Securities America Advisors, Inc
Burlingame, CA
East Hartford, CT
Johnston, RI
Midvale, UT
Kimberly, WI
Omaha, NE
La Vista, NE
Spokane, WA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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