Nicholas
Moss

Columbia Management Investment Advisers, LLC

CRD#5133409
Investment Advisor
in Brookfield, WI

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About this Advisor

Nicholas Moss is an advisor whose office is in Brookfield, Wisconsin. Currently a registered advisor at Columbia Management Investment Advisers, LLC, they have gathered 11 years of professional experience in the financial advisory industry. Moss has a Series 66 license, designating the advisor as both a securities agent and an investment advisor representative. Moss is able to act as a financial advisor based out of Michigan and Wisconsin. Over the course of their career, Moss has held roles at Columbia Management Distributors, Inc, Riversource Investments and Riversource Fund Distributors, Inc. Columbia Management Investment Advisers, LLC is located in Brookfield, Wisconsin, and has nine other locations in the nation. As a registered investment advisory firm, Columbia Management Investment Advisers, LLC manages $359 billion in assets covering 4,312 client accounts and retains more than 994 people. The amount of assets the firm manages places it among the largest investment advisory firms in the nation. The firm manages 4,269 accounts on a discretionary basis, in which the advisor has the authority to make all investment decisions. Currently 6% of the advisory firm's clients are high-net-worth individuals, meaning they have more than $1 million in investable assets. Columbia Management Investment Advisers, LLC can offer portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and other services. The firm may charge clients asset-based, fixed and performance-based fees.

Certifications and Registrations

Series 66

Years of Experience

11 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Disclosures

No

Office Location

Brookfield, WI

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Columbia Management Investment Advisers, LLC Brokerage Details

Total Assets Under Management

$359,353,104,490

WI Average: $16,012,751,954
Total Number of Employees

994

WI Average: 118
Total Number of Accounts

4,312

WI Average: 4,567
Average Account Size

$83,337,918

WI Average: $3,506,186

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Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Other

Nicholas Moss Work History

Nicholas has 11 years of experience.

2010 - Present (10 years)

Riversource Investments

2010 - Present (10 years)

Riversource Fund Distributors, Inc

2009 - Present (11 years)

Columbia Management Distributors, Inc

Disclosures

Nicholas Moss has no disclosures.

Please visit their SEC profile for more details.

Financial Advisors at Columbia Management Investment Advisers, LLC

Chase Stratton
Boston, MA
Richard Faria
Birmingham, MI
Peter Oliphant
Seattle, WA
Mary Dixon
Boston, MA
Nathaniel Thompson
Boston, MA
Martin Courage
Boston, MA
Andrew Stevenson
Summit, NJ
Robert Carpenter
Boston, MA

This content was compiled from the SEC and FINRA.

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