Roy
Carrera

Pruco Securities, LLC

CRD#4912729
Investment Advisor
in Milwaukee, WI

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About this Advisor

Roy Carrera is a financial advisor who works out of Milwaukee, Wisconsin with a total of 5 years of industry experience. Carrera works at Pruco Securities, LLC. During their career, Carrera has held roles at Highland Investment Advisors, LLC, Axa Advisors, LLC, Pruco Securities, LLC, Prudential Insurance Company Of America, Bfc Planning, Inc and Berthel Fisher & Company Financial Services, Inc. Carrera holds Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to work in Wisconsin. Pruco Securities, LLC is an advisory business headquartered in Newark, NJ. The firm has offices in 42 locations and a total of 2,500 advisors. It administers $14 billion in assets across its 106,737 client accounts, making it one of the biggest investment advisory firms in the nation by assets under management. Of its 106,737 accounts, just 1% belong to high-net-worth clients who have at least $1 million in investable assets. The business offers a broad set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers and educational seminars. A financial advisor's fee schedules depend on which services the firm provides the client. However, fees billed by Pruco Securities, LLC most likely are comprised of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 65, Series 63

Years Registered*

5 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Selection of other advisers, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

10000 Innovation Drive Suite 190
Milwaukee, WI 53226

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Pruco Securities, LLC Brokerage Details

Total Assets Under Management

$14,029,321,422

WI Average: $10,121,009,343
Total Number of Employees

2,500

WI Average: 92
Total Number of Accounts

106,737

WI Average: 6,978
Average Account Size

$131,438

WI Average: $1,450,417

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Educational seminars/workshops

Roy Carrera Work History

Roy has been registered as a financial advisor for 5 years.*

2018 - Present (6 years)

Pruco Securities, LLC

2018 - Present (6 years)

Prudential Insurance Company Of America

2017 - 2018 (1 year)

Bfc Planning, Inc

2017 - 2018 (1 year)

Berthel Fisher & Company Financial Services, Inc

2015 - 2017 (2 years)

Axa Advisors, LLC

2013 - 2015 (2 years)

Highland Investment Advisors, LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Roy Carrera to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Prudential Financial Planning Services

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Scottsdale, AZ
Thomas Geissler
Minneapolis, MN
James Wright
Bellevue, WA
Ellen Goodman
Wakefield, MA
Larry Grubish
Saint Louis, MO
Lawrence Frydman
Basking Ridge, NJ
Oksana Flaks
Brooklyn, NY
Kevin Shelton
San Jose, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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