Shane
Roth
Harbour Investments, Inc
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About this Advisor
Shane Roth is a financial advisor working out of Verona, Wisconsin with 2 years of industry experience. Roth is on the advisory team at Harbour Investments, Inc. Over the course of their career, they have held roles at World Financial Group, Intralok Health Insurance, Business Networking International Bni, Harbour Investments, Inc, Wealth Distribution Strategies, Transamerica Financial Advisors, Inc and Weary Traveler Bar. Roth holds Series 65 and Series 63 licenses, qualifying them as both a securities agent and an investment advisor representative, and is approved to serve investors in Wisconsin. Harbour Investments, Inc is a financial advisory company that has its headquarters in Madison, WI. The firm has offices in 160 locations and a total of 219 people on staff. It oversees $5 billion in assets under management among its 28,573 client accounts, making it one of the biggest investment advisory firms in the United States by assets under management. The firm advises 59 charitable organizations. Of its 28,573 client accounts, just 3% belong to high-net-worth clients who have greater than $1 million in investable assets. Harbour Investments, Inc has a few services, such as financial planning services, portfolio management for individuals and small businesses and selection of other advisers. Financial advisory fee schedules are based on which services the firm provides the client. Fees billed by Harbour Investments, Inc most likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Harbour Investments, Inc Brokerage Details
$4,468,811,819
219
28,573
$156,400
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Shane Roth Work History
Shane has been registered as a financial advisor for 2 years.*
Harbour Investments, Inc
Wealth Distribution Strategies
Business Networking International Bni
Intralok Health Insurance
Weary Traveler Bar
Transamerica Financial Advisors, Inc
World Financial Group
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Shane Roth to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Harbour Investments, Inc
Milwaukee, WI
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West Des Moines, IA
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Kalamazoo, MI
Madison, WI
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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