Steven
Dye

Independent Advisor Alliance, LLC

CRD#6316903
Investment Advisor
in Sussex, WI

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About this Advisor

Steven Dye is a financial advisor based in Sussex, Wisconsin, working with Independent Advisor Alliance, LLC. Steven has previously held positions at Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Uber, Benjamin Haddorff, Lpl Financial LLC, and Independent Advisor Alliance. Steven has passed the Series 66 regulatory exam and is registered to provide services in Wisconsin. Currently, Steven is part of Independent Advisor Alliance, LLC, which operates out of Sussex, Wisconsin. The firm has 132 offices and 230 employees. The firm manages assets totaling $12.8 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The fee structure at Independent Advisor Alliance, LLC includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 66

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

W 248 N 5233 Executive Drive Suite 500
Sussex, WI 53089

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$12,826,908,245

WI Average: $3,625,019,099
Total Number of Employees

230

WI Average: 22
Total Number of Accounts

52,309

WI Average: 1,917
Average Account Size

$245,214

WI Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Steven Dye Work History

2019 - Present (6 years)

Lpl Financial LLC

2019 - Present (6 years)

Independent Advisor Alliance

2017 - 2018 (1 year)

Uber

2017 - 2019 (2 years)

Benjamin Haddorff

2014 - 2019 (5 years)

Waddell & Reed, Inc

2014 - 2019 (5 years)

Various Insurance Carriers For W&R Insurance Agencies

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Steven Dye to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Advisor Alliance, LLC

Peter Metcalf
South Portland, ME
Timothy Scanlan
Sussex, WI
Ernest Ross
Charlotte, NC
Jessica Sexton
Charlotte, NC
Montague Boyd
Atlanta, GA
Jana Burke
Atlanta, GA
Charles White
Roanoke, VA
William Mc Keithan
Southport, NC

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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