Steven
Dye
Independent Advisor Alliance, LLC
Answer a few questions and
get matched with an advisor.
About this Advisor
Steven Dye is a financial advisor based in Sussex, Wisconsin, who has 4 years of industry experience. Dye is currently employed by Independent Advisor Alliance, LLC. Throughout their career, they have worked at Wels Kingdom Workers, Ken Michaels Furniture, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Uber, Benjamin Haddorff, Lpl Financial LLC and Independent Advisor Alliance. Dye maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Wisconsin. Independent Advisor Alliance, LLC is an advisory firm operating out of Charlotte, NC. The company has offices in 132 locations and a total of 227 people on staff. It manages $10 billion in assets among its 47,432 accounts, making it one of the largest firms in the country by assets under management. The firm advises 91 charitable organizations. Of its 47,432 customer accounts, 28% are held by high-net-worth investors who have greater than $1 million in investable assets. Independent Advisor Alliance, LLC offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice vary depending on the financial services offered. Fee types billed by Independent Advisor Alliance, LLC most likely consist of some combination of asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
Not sure which advisor is right for you? Use our matching tool.
Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.
Independent Advisor Alliance, LLC Brokerage Details
$10,095,700,130
227
47,432
$212,846
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Steven Dye Work History
Steven has been registered as a financial advisor for 4 years.*
Lpl Financial LLC
Independent Advisor Alliance
Uber
Benjamin Haddorff
Waddell & Reed, Inc
Various Insurance Carriers For W&R Insurance Agencies
Wels Kingdom Workers
Ken Michaels Furniture
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Steven Dye to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Independent Advisor Alliance, LLC
El Dorado, AR
Irmo, SC
Charlotte, NC
Columbia, SC
Little Rock, AR
Rock Hill, SC
Sussex, WI
Columbia, SC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.
This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.
This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).
Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
