Steven
Dye

Independent Advisor Alliance, LLC

CRD#6316903
Investment Advisor
in Sussex, WI

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About this Advisor

Steven Dye is a financial advisor based in Sussex, Wisconsin, who has 4 years of industry experience. Dye is currently employed by Independent Advisor Alliance, LLC. Throughout their career, they have worked at Wels Kingdom Workers, Ken Michaels Furniture, Waddell & Reed, Inc, Various Insurance Carriers For W&R Insurance Agencies, Uber, Benjamin Haddorff, Lpl Financial LLC and Independent Advisor Alliance. Dye maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to advise clients in Wisconsin. Independent Advisor Alliance, LLC is an advisory firm operating out of Charlotte, NC. The company has offices in 132 locations and a total of 227 people on staff. It manages $10 billion in assets among its 47,432 accounts, making it one of the largest firms in the country by assets under management. The firm advises 91 charitable organizations. Of its 47,432 customer accounts, 28% are held by high-net-worth investors who have greater than $1 million in investable assets. Independent Advisor Alliance, LLC offers a broad set of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees for financial advice vary depending on the financial services offered. Fee types billed by Independent Advisor Alliance, LLC most likely consist of some combination of asset-based, hourly and fixed fees.

Certifications and Registrations

Series 66

Years Registered*

4 years

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Publication of periodicals or newsletters, Educational seminars/workshops

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

W 248 N 5233 Executive Drive Suite 500
Sussex, WI 53089

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Independent Advisor Alliance, LLC Brokerage Details

Total Assets Under Management

$10,095,700,130

WI Average: $3,625,019,099
Total Number of Employees

227

WI Average: 22
Total Number of Accounts

47,432

WI Average: 1,917
Average Account Size

$212,846

WI Average: $1,890,985

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Steven Dye Work History

Steven has been registered as a financial advisor for 4 years.*

2019 - Present (5 years)

Lpl Financial LLC

2019 - Present (5 years)

Independent Advisor Alliance

2017 - 2018 (1 year)

Uber

2017 - 2019 (2 years)

Benjamin Haddorff

2014 - 2019 (5 years)

Waddell & Reed, Inc

2014 - 2019 (5 years)

Various Insurance Carriers For W&R Insurance Agencies

2013 - 2014 (1 year)

Wels Kingdom Workers

2013 - 2014 (1 year)

Ken Michaels Furniture

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Steven Dye to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Independent Advisor Alliance, LLC

Timothy Sallee
Springfield, MO
Allison Grier
Rock Hill, SC
George Jameson Jr
Columbia, SC
William Addison
Columbia, SC
Mona Khairi
Little Rock, AR
David Bolick
Salisbury, NC
Wesley Burrell
Springfield, MO

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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