Brock
Rouch
Lpl Financial LLC
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About this Advisor
Brock Rouch is a financial advisor who works in Casper, Wyoming with a total of 1 year of industry experience. Rouch is an employee of Lpl Financial LLC. During their career, the advisor has held roles at Morgan Stanley Smith Barney LLC, Oceaneering International, National Oilwell Varco, Morgan Stanley Private Bank, National Association and Lpl Financial LLC. Rouch has a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is registered to advise clients in Texas and Wyoming. Lpl Financial LLC is a registered investment company operating out of Fort Mill, SC. The firm has offices in 9,898 locations and a total of 31,366 employees. It administers $368 billion in total assets among its 1,688,501 accounts, placing it among the largest investment advisory firms in the nation by assets under management. The firm serves 3,425 charities and foundations. Of its 1,688,501 client accounts, 31% are held by high-net-worth individuals who have more than $1 million in assets. The business provides a wide set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, educational seminars and other services. Fees charged by financial advisors are based on which service is offered. However, fees charged by Lpl Financial LLC likely include asset-based, hourly, fixed and commission-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Lpl Financial LLC Brokerage Details
$368,018,536,946
31,366
1,688,501
$217,956
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops
- Other
Brock Rouch Work History
Brock has been registered as a financial advisor for 1 years.*
Lpl Financial LLC
Morgan Stanley Private Bank, National Association
Morgan Stanley Smith Barney LLC
Oceaneering International
National Oilwell Varco
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Brock Rouch to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Lpl Financial LLC
Fort Mill, SC
Ann Arbor, MI
Festus, MO
Tucker, GA
Biloxi, MS
Guntersville, AL
Dyersburg, TN
Boston, MA
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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