Sara
Schauermann

Financial Advocates Investment Management

CRD#6170972
Investment Advisor
in Cody, WY

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About this Advisor

Sara Schauermann is a financial advisor based in Cody, Wyoming, working with Financial Advocates Investment Management. Sara has previously held positions at Wells Fargo Bank Na, Wells Fargo Advisors LLC, Wells Fargo Clearing Services, LLC, Lpl Financial LLC, Level Four Advisory Services, and Financial Advocates Investment Management. Sara has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in Louisiana, Texas, and Wyoming. Currently, Sara is part of Financial Advocates Investment Management, which operates out of Cody, Wyoming. The firm has 56 offices and 99 employees. The firm manages assets totaling $3.9 billion and serves a variety of clients, including charitable organizations and high-net-worth individuals. The services offered by the firm include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and pension consulting services. The fee structure at Financial Advocates Investment Management includes asset-based, hourly, and fixed fees.

Certifications and Registrations

Series 63, Series 66, CERTIFIED FINANCIAL PLANNER™

Services Offered

Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for businesses or institutional clients, Pension consulting services

Fee Structure

Percentage of Assets, Hourly Charges, Fixed Fees

Office Location

1517 Rumsey Avenue
Cody, WY 82414

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Financial Advocates Investment Management Brokerage Details

Total Assets Under Management

$3,854,677,483

WY Average: $3,566,627,242
Total Number of Employees

99

WY Average: 46
Total Number of Accounts

19,268

WY Average: 1,499
Average Account Size

$200,056

WY Average: $2,379,338

Investment Advisory Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pension consulting services

Sara Schauermann Work History

2021 - Present (3 years)

Financial Advocates Investment Management

2017 - Present (7 years)

Lpl Financial LLC

2017 - 2021 (4 years)

Level Four Advisory Services

2016 - 2017 (1 year)

Wells Fargo Clearing Services, LLC

2014 - 2016 (2 years)

Wells Fargo Advisors LLC

2013 - 2014 (1 year)

Wells Fargo Bank Na

Disclosures

Please visit the SEC profile of Sara Schauermann to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Financial Advocates Investment Management

James Morrison
Yakima, WA
Grant Smith
Olympia, WA
Brian Jacobus
Olympia, WA
Brock Bennion
Olympia, WA
Jason Berglund
Sequim, WA
Thomas Delaney
Olympia, WA
Crystal Beineke
Edmonds, WA
John Kiepe
Spokane, WA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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