Regions Investment Management, Inc

CRD#111715
Investment Advisor Firm

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Overview

Regions Investment Management, Inc is located at 1900 5th Avenue North, Birmingham, AL. The firm employs 25 financial advisors to manage client portfolios and provide financial guidance. Regions Investment Management, Inc is not a registered broker-dealer.

Regions Investment Management, Inc oversees $17.0 billion in assets under management across 2 accounts, of which 1 is discretionary and 1 is non-discretionary. The services offered include portfolio management for institutional clients. The firm operates on an asset-based fee structure and maintains affiliations with a broker-dealer or securities dealer, a banking or thrift institution, and a pension consultant.

Regions Investment Management, Inc is registered in the states of Alabama, Arkansas, California, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Louisiana, Maryland, Massachusetts, Minnesota, Mississippi, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Tennessee, Texas, Utah, and Virginia.

Assets Under Management

$17.0 billion

Number of Advisors

25

Disclosures

No

Office Location

1900 5Th Avenue North
Birmingham, AL 35203-2618

Regions Investment Management, Inc by the Numbers

Total Assets Under Management

$17.0 billion

National Average: $8.6 billion
Total Number of Employees

29

National Average: 64
Total Number of Accounts

2

National Average: 375,227
Average Account Size

$8.5 billion

National Average: $23.0 thousand
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Fee Structure

A financial advisor's fees largely are based on the services offered. Fees billed by Regions Investment Management, Inc typically consist of the following fee type: asset-based.

Available

  • Offered by 69% of firms

    Percentage of Assets

    Show Explanation

    This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

Unavailable

  • Find one of the 21% of firms that offer this fee type

    Hourly

    Show Explanation

    Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

  • Find one of the 1% of firms that offer this fee type

    Commissions

    Show Explanation

    Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

  • Find one of the 26% of firms that offer this fee type

    Performance-based

    Show Explanation

    Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

  • Find one of the 0% of firms that offer this fee type

    Subscription

    Show Explanation

    Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

  • Find one of the 32% of firms that offer this fee type

    Fixed

    Show Explanation

    Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

  • Find one of the 10% of firms that offer this fee type

    Other

    Show Explanation

    Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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Disclosures

Regions Investment Management, Inc does not have any disclosures.

Please visit its Form ADV for more details.

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Financial Advisors at Regions Investment Management, Inc

Kristie Jones
Birmingham, AL
Brian Herron
Birmingham, AL
Scott Flurry
Birmingham, AL
Francesca Smitherman
Birmingham, AL

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