Francesca
Smitherman

Regions Investment Management, Inc

CRD#2904466
Investment Advisor
in Birmingham, AL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Francesca Smitherman is a financial advisor based in Birmingham, Alabama, working with Regions Investment Management, Inc. Francesca has previously held a position at Morgan Asset Management, Inc. Francesca has passed the Series 65 regulatory exam and is registered to provide services in Alabama. Currently, Francesca is part of Regions Investment Management, Inc, which operates out of Birmingham, Alabama. The firm has 1 office and 29 employees. The firm manages assets totaling $17.0 billion and offers portfolio management for institutional clients. The fee structure at Regions Investment Management, Inc includes asset-based fees.

Certifications and Registrations

Series 65

Services Offered

Portfolio management for businesses or institutional clients

Fee Structure

Percentage of Assets

Office Location

1900 5Th Avenue North Sixth Floor
Birmingham, AL 35203-2618

Find an advisor who will work directly with you

SmartAsset’s free tool matches you with up to three vetted financial advisors who serve your area, and you can have a free introductory call with your advisor matches to decide which one you feel is right for you. Click here to get matched with an advisor today.

Regions Investment Management, Inc Brokerage Details

Total Assets Under Management

$16,990,335,269

AL Average: $1,620,585,161
Total Number of Employees

29

AL Average: 52
Total Number of Accounts

2

AL Average: 1,560
Average Account Size

$8,495,167,634

AL Average: $1,038,837

Investment Advisory Services

  • Portfolio management for businesses or institutional clients

Francesca Smitherman Work History

2008 - Present (16 years)

Morgan Asset Management, Inc

Created with Highcharts 6.0.7

Disclosures

Please visit the SEC profile of Francesca Smitherman to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Regions Investment Management, Inc

Brian Herron
Birmingham, AL
Scott Flurry
Birmingham, AL
Francesca Smitherman
Birmingham, AL
Kristie Jones
Birmingham, AL

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Find an advisor who will work directly with you

Answer a few questions, get matched with up to 3 advisors, compare and decide which is right for you. Click here to find your advisor matches today.
Get started