Charles Schwab Investment Management, Inc
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Overview
Charles Schwab Investment Management, Inc operates as a financial advisor firm headquartered in San Francisco, California. Charles Schwab Investment Management, Inc administers $506.3 billion in assets under management throughout 130 customer accounts, making it one of the biggest firms in the country by assets under management (AUM). Charles Schwab Investment Management, Inc has a large group of 538 employees, including 110 financial advisors. Charles Schwab Investment Management, Inc does not act as a registered broker-dealer, meaning it is not able to buy and sell securities for its own accounts as well as its clients' and instead has to go through a broker-dealer company to do so. Securities are exchangable financial assets such as equities, bonds and options.
Charles Schwab Investment Management, Inc administers 102 of the company's accounts in a discretionary manner. Discretionary management signifies that buy and sell judgments are made by an investment advisor without requiring client consent. The firm also oversees 28 non-discretionary accounts totaling $26.4 billion in AUM. The advisory firm's typical account size is $3.9 billion. The average financial advisor at Charles Schwab Investment Management, Inc oversees about one client account, making it one of the most individualized financial advisor firms in the country.
The firm's central office is located at 211 Main Street, San Francisco, California 94105. It is allowed to provide services to clients across 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Charles Schwab Investment Management, Inc by the Numbers

$506.3 billion

538

130

$3.9 billion
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Products and Services
Charles Schwab Investment Management, Inc provides a number of services, including portfolio management for investment companies, portfolio management for pooled investment vehicles and selection of other advisers. Notably, it did not provide financial planning services to any of its accounts in the prior fiscal year. The company does not sell products or offer services apart from investment advisory services to its investment advisory accounts. The company is affiliated with a number of other service providers in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 23% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial management fees usually depend on the financial services offered. However, fee types billed by the company can be comprised of the following fee structures: asset-based or other. The company does not participate in a wrap fee program, in which the firm offers a service bundle for a single fee.
Available
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Offered by 74% of firms
Percentage of Assets
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Offered by 12% of firms
Other
Unavailable
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Find one of the 35% of firms that offer this fee type
Hourly
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Find one of the 2% of firms that offer this fee type
Commissions
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Find one of the 17% of firms that offer this fee type
Performance-based
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Find one of the 1% of firms that offer this fee type
Subscription
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Find one of the 40% of firms that offer this fee type
Fixed
Types of Clients
The company works with investment companies and pooled investment vehicles. Out of its 130 customers, Charles Schwab Investment Management, Inc's largest client is investment companies. Just 1% of the company's customers are from outside of the U.S.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Charles Schwab Investment Management, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Charles Schwab Investment Management, Inc
San Francisco, CA
Portland, OR
Naples, FL
Redmond, WA
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
San Francisco, CA
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