Charles Schwab Investment Management, Inc

Investment Advisor
in Mission Viejo, CA

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About this Advisor

Kelly Johnson is a chartered financial analyst based in Mission Viejo, California with 2 years of industry experience. Johnson works at Charles Schwab Investment Management, Inc. Johnson has gained experience at Pimco Investments LLC, City National Rochdale, Charles Schwab & Co., Inc, Charles Schwab Bank, Thomaspartners, Inc, Charles Schwab Investment Advisory, Inc, Charles Schwab Investment Management, Inc and Windhaven Investment Management. Johnson maintains a Series 66 license, qualifying them as both a securities agent and an investment advisor representative, and is able to work in California. Charles Schwab Investment Management, Inc is a registered investment firm based out of San Francisco, CA. It has offices in 158 locations and a total of 1,007 financial advisors. It handles $783 billion in assets among its 242,041 client accounts, making it one of the biggest investment advisory firms in the country by assets under management. The firm serves 218 charities and foundations. Of its 242,041 customer accounts, 19% are held by high-net-worth investors who have greater than $1 million in assets. Charles Schwab Investment Management, Inc offers a wide array of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. A financial advisor's fee schedules usually vary depending on which services the firm provides the client. However, fee types billed by Charles Schwab Investment Management, Inc likely include asset-based, fixed and other fees.

Certifications and Registrations

Series 66, Chartered Financial Analyst

Years Registered*

2 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Selection of other advisers

Fee Structure

Percentage of Assets, Fixed Fees, Others

Office Location

27201 Puerta Real, Suite #100
Mission Viejo, CA 92691-8570

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Charles Schwab Investment Management, Inc Brokerage Details

Total Assets Under Management


CA Average: $7,578,581,321
Total Number of Employees


CA Average: 43
Total Number of Accounts


CA Average: 3,727
Average Account Size


CA Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers

Kelly Johnson Work History

Kelly has been registered as a financial advisor for 2 years.*

2020 - Present (3 years)

Charles Schwab Investment Management, Inc

2020 - 2020 (< 1 year)

Charles Schwab & Co., Inc

2018 - 2020 (2 years)

Charles Schwab Investment Advisory, Inc

2017 - 2018 (1 year)

Thomaspartners, Inc

2017 - 2018 (1 year)

Windhaven Investment Management

2016 - 2017 (1 year)

Charles Schwab & Co., Inc

2016 - 2017 (1 year)

Charles Schwab Bank

2015 - 2016 (1 year)

City National Rochdale

2011 - 2015 (4 years)

Pimco Investments LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.


Please visit the SEC profile of Kelly Johnson to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Charles Schwab Investment Management, Inc

Brian Dixon
San Francisco, CA
Daniel Griffith
San Francisco, CA
Jamie Peek
San Francisco, CA
Connor Murphy
San Francisco, CA
Trevor Durham
San Francisco, CA
Jesse Renda
San Francisco, CA
Michael Morin
San Francisco, CA
Catherine Weigel
San Francisco, CA

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact

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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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