Guggenheim Partners Investment Management, LLC
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Overview
Guggenheim Partners Investment Management, LLC is a financial advisor company based in Santa Monica, California. It controls $198.1 billion in assets under management across 245 client accounts, making it one of the biggest firms in the nation by assets under management (AUM). The company has a large team, including 183 financial advisors. Guggenheim Partners Investment Management, LLC does not act as a registered broker-dealer, signifying that the firm cannot buy and sell securities for its own accounts as well as its customers' and instead has to go through a broker-dealer company to do so. Securities are tradable financial assets such as options, equities and bonds.
Guggenheim Partners Investment Management, LLC oversees most of its accounts in a discretionary manner. Discretionary management means that an investment advisor has the discretion to make transaction judgments without needing to seek client consent. It also has eight non-discretionary accounts totaling $856.8 million in AUM. The advisory firm administers an average of $808.2 million in assets for each account. The typical financial advisor at Guggenheim Partners Investment Management, LLC manages about one client account, placing it among the most individualized financial advisor firms in the country.
The company's main office is at 100 Wilshire Blvd, Santa Monica, California 90401. Guggenheim Partners Investment Management, LLC is permitted to provide services to customers throughout 51 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Guggenheim Partners Investment Management, LLC by the Numbers
$198.1 billion
549
245
$808.6 million
Fee Structure
Financial management fees depend on the type of services offered. Fee types charged by the firm likely include some blend of the following fee structures: asset-based, fixed, performance-based or other. The firm does not provide a wrap fee program, in which the firm offers a service bundle for a comprehensive fee.
Available
-
Offered by 69% of firms
Percentage of Assets
-
Offered by 26% of firms
Performance-based
-
Offered by 32% of firms
Fixed
-
Offered by 10% of firms
Other
Unavailable
Types of Clients
Guggenheim Partners Investment Management, LLC works with a number of different investors. The company caters to high net worth investors, banking institutions, investment companies, business development companies, pooled investment vehicles, pension plans, state or municipal government entities, insurance companies and corporations. Out of its 245 accounts, Guggenheim Partners Investment Management, LLC's largest client is pooled investment vehicles, but it also serves five high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of more than $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). About 35% of the firm's customers reside abroad.
- High-Net-Worth Individuals* - 2.09%
- Other Individuals - 0%
- Corporations - 97.91%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Guggenheim Partners Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Guggenheim Partners Investment Management, LLC
Santa Monica, CA
Santa Monica, CA
New York, NY
Santa Monica, CA
Santa Monica, CA
Santa Monica, CA
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