Leigh
Poggio

Guggenheim Partners Investment Management, LLC

CRD#2660890
Investment Advisor
in New York, NY

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About this Advisor

Leigh Poggio is a financial advisor based in New York, New York, working with Guggenheim Partners Investment Management, LLC. Leigh has previously held positions at Guggenheim Securities, LLC, Guggenheim Investments, and Guggenheim Funds Distributors, LLC. Leigh has passed the Series 63 and Series 66 regulatory exams and is registered to provide services in California, New York, and Texas. Currently, Leigh is part of Guggenheim Partners Investment Management, LLC, which operates out of New York, New York. The firm has 5 offices and 562 employees. The firm manages assets totaling $208.8 billion and serves a variety of clients, including charitable organizations. The services offered by the firm include portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and other services. The fee structure at Guggenheim Partners Investment Management, LLC includes asset-based, fixed, and performance-based fees.

Certifications and Registrations

Series 63, Series 66

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for investment companies, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Other

Fee Structure

Percentage of Assets, Fixed Fees, Performance-based Fees

Office Location

330 Madison Avenue
New York, NY 10017

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Guggenheim Partners Investment Management, LLC Brokerage Details

Total Assets Under Management

$208,753,633,756

NY Average: $7,578,581,321
Total Number of Employees

562

NY Average: 43
Total Number of Accounts

220

NY Average: 3,727
Average Account Size

$948,880,153

NY Average: $2,033,427

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses or institutional clients
  • Other

Leigh Poggio Work History

2015 - Present (9 years)

Guggenheim Funds Distributors, LLC

2012 - Present (12 years)

Guggenheim Investments

2013 - 2015 (2 years)

Guggenheim Securities, LLC

Disclosures

Please visit the SEC profile of Leigh Poggio to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Guggenheim Partners Investment Management, LLC

Breana Hirose
Darien, CT
Jennifer Nilles
Santa Monica, CA
Leigh Poggio
New York, NY
Anne Walsh
Santa Monica, CA
Qi Yan
Santa Monica, CA

The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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