Wealthspire Advisors
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Overview
Wealthspire Advisors operates as a financial advisor firm located in San Rafael, California. The firm handles $2.5 billion in assets under management over 934 client accounts, placing it among the largest firms in the United States by assets under management (AUM). The firm has an average-sized team, including 23 financial advisors. Wealthspire Advisors is not a registered broker-dealer, signifying that the company cannot buy and sell securities for its customers' and own accounts and instead is required to go through a broker-dealer company to do so. Securities are defined as tradable fiscal assets such as bonds, options and stocks.
Wealthspire Advisors oversees more than half of the company's accounts on a discretionary basis. Discretionary management is a structure in which an investment advisor has the discretion to make buy and sell decisions for the client's account without requiring client approval. The firm also administers 86 non-discretionary accounts totaling $13.5 million in assets. The firm's average account size is $2.6 million. The average financial advisor at Wealthspire Advisors oversees about 41 client accounts, making it about average in terms of personalization.
Wealthspire Advisors's main office is at 100 Smith Ranch Rd., San Rafael, California 94903. The firm is legally registered to provide services to investors throughout 11 U.S. states and territories.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Wealthspire Advisors by the Numbers
$2.5 billion
44
934
$2.6 million
Products and Services
Wealthspire Advisors offers a variety of services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services and selection of other advisers. In the past fiscal year, Wealthspire Advisors provided 1000 of its accounts with financial planning services. Wealthspire Advisors does not sell products or offer services other than investment advisory services to its investment advisory accounts.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Financial advisory fees largely vary depending on which service is offered. However, fees billed by the company most likely include some combination of the following fee types: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are not provided by the firm.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company works with a broad range of customers. The firm provides services to retail investors, high net worth investors, pension plans, charitable organizations and corporations. Out of its 934 customers, Wealthspire Advisors's biggest client type by number of accounts is high net worth investors, but it also caters to 621 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 under management or a net worth of at least $1.50 million or who is deemed a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its clients reside abroad.
- High-Net-Worth Individuals* - 66.49%
- Other Individuals - 32.66%
- Corporations - 0.54%
- Charitable Organizations - 0.32%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Wealthspire Advisors does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Wealthspire Advisors
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
San Rafael, CA
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The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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