Credit Suisse Securities (Usa) LLC

CRD#816
Investment Advisor Firm

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Learn more about Credit Suisse Securities (Usa) LLC

  • Overview
  • By the Numbers
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Credit Suisse Securities (Usa) LLC is located at 11 Madison Avenue, New York, NY. The firm employs 2 financial advisors to manage client portfolios and provide financial guidance. Credit Suisse Securities (Usa) LLC is a registered broker-dealer.

    Credit Suisse Securities (Usa) LLC oversees $805.3 million in assets under management across 20 accounts, all of which are discretionary. The services offered include portfolio management for pooled investment vehicles. The firm caters to pooled investment vehicles, with this type being the largest client type by accounts. The fee structure at Credit Suisse Securities (Usa) LLC includes asset-based, performance-based, and other fees. The firm maintains affiliations with a broker-dealer or securities dealer, banking or thrift institution, insurance company or agency, pension consultant, and commodity pool advisor.

    Credit Suisse Securities (Usa) LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, and Wisconsin.

    Assets Under Management

    $805.3 million

    Number of Advisors

    2

    Disclosures

    No

    Office Location

    11 Madison Avenue
    New York, NY 10010

    Credit Suisse Securities (Usa) LLC by the Numbers

    Total Assets Under Management

    $805.3 million

    National Average: $8.6 billion
    Total Number of Employees

    39

    National Average: 64
    Total Number of Accounts

    20

    National Average: 375,227
    Average Account Size

    $40.3 million

    National Average: $23.0 thousand
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    Fee Structure

    Fees for financial advice largely depend on the type of financial services provided. Fees billed by Credit Suisse Securities (Usa) LLC may include any combination of the following fee structures: asset-based, performance-based, or other.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 10% of firms

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 32% of firms that offer this fee type

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

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    Types of Clients

    It works with pooled investment vehicles. Credit Suisse Securities (Usa) LLC's largest client type by number of accounts is pooled investment vehicles.

    • High-Net-Worth Individuals* - 0%
    • Other Individuals - 0%
    • Corporations - 100%
    • Charitable Organizations - 0%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Credit Suisse Securities (Usa) LLC does not have any disclosures.

    Please visit its Form ADV for more details.

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    If you're interested in working with an advisor closer to you, we can help you find one. Click here to find your advisor matches today.

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    Financial Advisors at Credit Suisse Securities (Usa) LLC

    Daniel Vaysleyb
    Luxembourg,
    James Lee
    New York, NY
    Robert Daddario
    New York, NY
    Pablo Cossaro
    New York, NY
    Stephen Keefer
    Chicago, IL
    Steven Harr
    Chicago, IL
    Edward Ghislandi
    Chicago, IL
    David Tips
    New York, NY
    Thomas Hillman
    Chicago, IL

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