Stephen
Keefer

Credit Suisse Securities (Usa) LLC

CRD#5030234
Investment Advisor
in Chicago, IL

Answer a few questions and
get matched with an advisor.

Find an Advisor

About this Advisor

Stephen Keefer is a financial advisor based in Chicago, Illinois with a total of 18 years of industry experience. Keefer is an advisor for Credit Suisse Securities (Usa) LLC. They have spent all of their career at Credit Suisse Securities (Usa) Llc. Keefer maintains a Series 66 license, certifying them as both a securities agent and an investment advisor representative, and is approved to advise clients in Illinois. Credit Suisse Securities (Usa) LLC is a registered investment firm operating out of New York, NY. It manages $785 million in assets across its 22 customer accounts, placing it among the larger financial advisory firms in the country by assets under management. Of its 22 accounts, just 4% are associated with high-net-worth individuals who have more than $1 million in assets. The firm offers a few services, including portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. Fees charged by financial advisors typically vary depending on which services are offered. However, fee types charged by Credit Suisse Securities (Usa) LLC likely consist of some combination of asset-based, performance-based and other fees.

Certifications and Registrations

Series 66

Years Registered*

18 years

Services Offered

Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles

Fee Structure

Percentage of Assets, Performance-based Fees, Others

Office Location

227 West Monroe Street
Chicago, IL 60606

Not sure which advisor is right for you? Use our matching tool.

Our matching tool simplifies the process of finding a financial advisor. To match you with top financial advisors nearby, we ask you a series of questions about your retirement plans, life status, investment goals and advisor preferences, which are all important topics to consider when choosing a financial advisor. Based on that information, we match you with financial advisors near you who suit your needs. Our matching tool has connected more individuals with financial advisors than any other service in the U.S. Click here to get matched with an advisor today.

Credit Suisse Securities (Usa) LLC Brokerage Details

Total Assets Under Management

$784,838,215

IL Average: $7,464,549,021
Total Number of Employees

3,796

IL Average: 88
Total Number of Accounts

22

IL Average: 3,892
Average Account Size

$35,674,464

IL Average: $1,917,921

Investment Advisory Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles

Stephen Keefer Work History

Stephen has been registered as a financial advisor for 18 years.*

2005 - Present (19 years)

Credit Suisse Securities (Usa) LLC

*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.

Disclosures

Please visit the SEC profile of Stephen Keefer to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.

Financial Advisors at Credit Suisse Securities (Usa) LLC

Clayton Hawkins
New York, NY
Zachary Zinkgraf
New York, NY
Robert Ivey
New York, NY
Annabelle Bunn
New York, NY
Marjorie Dorcedieuseul
New York, NY
Ryan Ferguson
New York, NY
Matthew Dowd
Boston, MA
Jamie Osullivan
New York, NY

The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

The named financial professional and firm have not reviewed, approved, or endorsed this profile and are not responsible for its accuracy. Profile content is produced by SmartAsset independently of any business relationships that might exist between SmartAsset and the named financial professional and firm. Financial professionals and firms having business relationships with SmartAsset receive no special treatment or consideration in SmartAsset’s profiles.

This profile may include a firm or advisor that has a business relationship with SmartAsset, in which SmartAsset is compensated for lead referrals. SmartAsset is not a client of the aforementioned firms or advisors. SmartAsset did not receive compensation for including any of the firms or advisors in the aforementioned profile.

This page contains links to SmartAsset’s financial advisor matching tool, which may or may not match you with the advisor or firm mentioned in this profile. The matching tool does not include all available advisors and firms and matches based on specific criteria (investable assets, geography, and willingness to work with a remote advisor).

Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

Let us help match you with the right financial advisor for your needs.

Answer a few questions to get a personalized match.
Get started