Hnp Capital LLC
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Overview
Hnp Capital LLC is an advisory firm headquartered in Rochester, New York. The firm controls $768.2 million in assets over 3,011 customer accounts, making it one of the larger financial advisory firms in the United States by assets under management (AUM). It has a small group, including 12 financial advisors. Hnp Capital LLC does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are tradable fiscal investments such as options, bonds and stocks.
Hnp Capital LLC oversees 2,891 of its client assets in a discretionary manner. Discretionary management signifies that an investment advisor has the discretion to make buy and sell judgments without needing to seek the customer's permission. Hnp Capital LLC also oversees 120 non-discretionary accounts with a total of $98.9 million in assets under management. The company supervises about $255,140 in assets for every account. The average financial advisor at Hnp Capital LLC oversees about 251 client accounts.
Hnp Capital LLC's headquarters is located at 100 Chestnut St., 15Th Floor, Rochester, New York 14607. The firm is permitted to provide services to customers across a number of states, including California, Connecticut, Florida, Illinois, New York, North Carolina, Pennsylvania, Tennessee and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Hnp Capital LLC by the Numbers
$768.2 million
14
3,011
$255.1 thousand
Products and Services
Hnp Capital LLC offers a number of services, including financial planning services, portfolio management for individuals and small businesses and portfolio management for institutional clients. In the past financial year, Hnp Capital LLC provided financial planning services to 1-10 of its clients. The firm does not sell products or offer services aside from investment advisory services to its investment advisory customers. The firm is affiliated with one or more other service providers in the financial services industry, including with a banking or thrift institution and insurance company or agency.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically are based on which service is provided. Fee types billed by the firm may include any blend of the following fee structures: asset-based, hourly or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Hnp Capital LLC.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
Hnp Capital LLC manages money for a broad range of clients. It provides services to retail investors, high net worth investors, pension plans, charitable organizations, state or municipal government entities and corporations. Out of its 3,011 clients, Hnp Capital LLC's largest client group is retail investors, but it also caters to 182 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments). None of its accounts reside abroad.
- High-Net-Worth Individuals* - 8.06%
- Other Individuals - 88.49%
- Corporations - 3.19%
- Charitable Organizations - 0.27%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Hnp Capital LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Hnp Capital LLC
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Rochester, NY
Pittsburgh, PA
Rochester, NY
Rochester, NY
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