Morgan Stanley Investment Management Inc

CRD#110353
Investment Advisor Firm

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Learn more about Morgan Stanley Investment Management Inc

  • Overview
  • By the Numbers
  • Products and Services
  • Fee Structure
  • Types of Clients
  • Disclosures
  • State Registrations
  • Office Locations
  • Firm Advisors

    • Overview

    Morgan Stanley Investment Management Inc operates as a financial advisory firm headquartered in New York, New York. Morgan Stanley Investment Management Inc administers $490.6 billion in assets throughout 26,817 accounts, making it one of the largest firms in the country by assets under management (AUM). The firm has a large team, including 234 financial advisors. Morgan Stanley Investment Management Inc does not act as a registered broker-dealer, signifying that it is not able to buy and sell securities for its accounts and those of its clients and instead must go through a broker-dealer firm to do so. Securities are exchangable fiscal assets like bonds, options and equities.

    Morgan Stanley Investment Management Inc manages more than half of the company's client assets in a discretionary manner. Discretionary management means that a portfolio manager makes buy and sell judgments for the client's account without requiring client approval. The firm also administers 869 non-discretionary accounts with a total of $5.5 billion in assets. The advisory firm's average account size is $18.3 million. An average financial advisor at Morgan Stanley Investment Management Inc administers about 115 client accounts.

    The company's central office is at 522 Fifth Avenue, New York, New York 10036. The company is legally registered to serve customers throughout 51 U.S. states and territories.

    Assets Under Management

    $490.6 billion

    Number of Advisors

    234

    Disclosures

    No

    Office Location

    522 Fifth Avenue
    New York, NY 10036

    Morgan Stanley Investment Management Inc by the Numbers

    Total Assets Under Management

    $490.6 billion

    National Average: $8.6 billion
    Total Number of Employees

    551

    National Average: 64
    Total Number of Accounts

    26,817

    National Average: 375,227
    Average Account Size

    $18.3 million

    National Average: $23.0 thousand
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    Products and Services

    Morgan Stanley Investment Management Inc offers a variety of services, including portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and educational seminars. The company does sell products or offer services different than investment advice to its clients. Morgan Stanley Investment Management Inc also has a number of financial industry affiliations, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency and commodity pool advisor.

    Core Advisor Services

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      Financial Planning Services

      This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.

    • Offered by 46% of firms

      Portfolio Management

      This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.

    • Find a firm that offers this service

      Market Timing Services

      This is the practice of attempting to make short-term profits on investments by buying low and selling high.

    Other Services

    • Offered by 20% of firms

      Selection of Other Advisors

      This is the firm's assistance with choosing other advisors to work with who may have different specialties.

    • Find a firm that offers this service

      Publication of Periodicals

      This is the publication of various financial education materials.

    • Offered by 6% of firms

      Educational Seminars/Workshops

      This is the hosting of seminars or workshops to educate investors on financial concepts.

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    Fee Structure

    Fees for financial advisory services depend on which service is provided. Fees billed by Morgan Stanley Investment Management Inc may include any combination of the following fee types: asset-based, fixed or performance-based. The company does participate in a wrap fee program, in which the company offers a service bundle for a comprehensive fee.

    Available

    • Offered by 69% of firms

      Percentage of Assets

      Show Explanation

      This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.

    • Offered by 26% of firms

      Performance-based

      Show Explanation

      Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.

    • Offered by 32% of firms

      Fixed

      Show Explanation

      Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.

    Unavailable

    • Find one of the 21% of firms that offer this fee type

      Hourly

      Show Explanation

      Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.

    • Find one of the 1% of firms that offer this fee type

      Commissions

      Show Explanation

      Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.

    • Find one of the 0% of firms that offer this fee type

      Subscription

      Show Explanation

      Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.

    • Find one of the 10% of firms that offer this fee type

      Other

      Show Explanation

      Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.

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    Types of Clients

    The firm does business with a broad range of investors. The company provides services to high net worth investors, banking institutions, investment companies, pooled investment vehicles, pension plans, charitable organizations, state or municipal government entities, other investment advisers, insurance companies, sovereign wealth funds, corporations and other. Out of its 26,817 accounts, Morgan Stanley Investment Management Inc's largest client by number of accounts is other, but it also manages money for six high-net-worth individuals. The SEC defines a high-net-worth individual as someone who has at least $750,000 in AUM or a net worth of at least $1.50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments). About 30% of its customers are represented by people from outside of the U.S.

    • High-Net-Worth Individuals* - 0.02%
    • Other Individuals - 0%
    • Corporations - 99.94%
    • Charitable Organizations - 0.04%

    * The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.

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    Disclosures

    Morgan Stanley Investment Management Inc does not have any disclosures.

    Please visit its Form ADV for more details.

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    Financial Advisors at Morgan Stanley Investment Management Inc

    Michael Mctyre
    Conshohocken, PA
    Matthew Ursillo
    New York, NY
    Leslie Delany
    Chicago, IL
    Michele Ryba
    New York, NY
    Marie Gilman
    New York, NY
    Katherine Morley
    Boston, MA
    Shawn Holloway
    New York, NY
    Sarah Rainey
    Conshohocken, PA
    Stuart Shaw
    New York, NY

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    The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.

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