Thomas
O'Brien
Morgan Stanley Investment Management Inc
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About this Advisor
Thomas O'Brien is a financial advisor working out of New York, New York with a total of 7 years of industry experience. O'Brien is an advisor for Morgan Stanley Investment Management Inc. During their career, O'Brien has held roles at Neuberger Berman Management LLC, Smith Hanley Associates, Villanova University, Neuberger Berman LLC, Morgan Stanley Investment Management Inc and Morgan Stanley Distribution, Inc. O'Brien maintains Series 66 and Series 63 licenses, qualifying them as a securities agent, and is registered to advise clients in New Jersey. Morgan Stanley Investment Management Inc is a registered investment business based in New York, NY. The investment advisory business has offices in eight locations and a total of 551 people on staff. It handles $491 billion in total assets across its 26,817 customer accounts, making it one of the biggest financial advisory firms in the United States by assets under management. The firm serves 11 charitable organizations. Morgan Stanley Investment Management Inc offers a broad range of services, such as portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for institutional clients, selection of other advisers and educational seminars. Financial management fees depend on which service is provided. Fees charged by Morgan Stanley Investment Management Inc may include any blend of asset-based, fixed and performance-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Morgan Stanley Investment Management Inc Brokerage Details
$490,556,404,670
551
26,817
$18,292,740
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection of other advisers
- Educational seminars/workshops
Thomas O'Brien Work History
Thomas has been registered as a financial advisor for 7 years.*
Morgan Stanley Investment Management Inc
Morgan Stanley Distribution, Inc
Neuberger Berman LLC
Neuberger Berman Management LLC
Smith Hanley Associates
Villanova University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Thomas O'Brien to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Morgan Stanley Investment Management Inc
Chicago, IL
Conshohocken, PA
New York, NY
New York, NY
Boston, MA
New York, NY
Conshohocken, PA
New York, NY
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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