Seacrest Investment Management, LLC
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Learn more about Seacrest Investment Management, LLC
Overview
Seacrest Investment Management, LLC is located at 3000 Westchester Avenue, Purchase, NY. The firm employs 3 financial advisors to manage client portfolios and provide financial guidance. Seacrest Investment Management, LLC is not a registered broker-dealer.
Seacrest Investment Management, LLC oversees $104.8 million in assets under management across 91 accounts, all of which are discretionary. The services offered include portfolio management for individuals and small businesses, portfolio management for institutional clients, and pension consulting services. The firm caters to retail investors and high net worth investors, with retail investors being the largest client type by accounts. The fee structure at Seacrest Investment Management, LLC is asset-based. The firm has 6 high net worth clients and maintains affiliations with an insurance company or agency.
Seacrest Investment Management, LLC is registered in the states of California, Connecticut, Louisiana, Michigan, New York, South Dakota, and Texas.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Seacrest Investment Management, LLC by the Numbers
$104.8 million
4
91
$1.2 million
Fee Structure
Fees for financial advice typically are based on which services the firm provides the client. Fees billed by Seacrest Investment Management, LLC typically consist of the following fee structure: asset-based.
Available
-
Offered by 69% of firms
Percentage of Assets
Unavailable
-
Find one of the 21% of firms that offer this fee type
Hourly
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Find one of the 1% of firms that offer this fee type
Commissions
-
Find one of the 26% of firms that offer this fee type
Performance-based
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Find one of the 0% of firms that offer this fee type
Subscription
-
Find one of the 32% of firms that offer this fee type
Fixed
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Find one of the 10% of firms that offer this fee type
Other
Types of Clients
It works with retail investors and high net worth investors. Out of its 2 clients, Seacrest Investment Management, LLC's largest client type by number of accounts is corporations, but it also manages money for 6 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 in AUM or a net worth of at least $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 22.22%
- Other Individuals - 77.78%
- Corporations - 0%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Seacrest Investment Management, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Seacrest Investment Management, LLC
Purchase, NY
Rapid City, SD
Purchase, NY
Purchase, NY
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