Rajesh
Gupta
Seacrest Investment Management, LLC
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About this Advisor
Rajesh Gupta is a financial advisor based in Purchase, New York. Gupta is currently employed by Seacrest Investment Management, LLC. The advisor has gained experience at Seacrest Investment Management, LLC, Purshe Kaplan Sterling Investments, Seacrest Wealth Management, LLC, Seacrest Management, LLC and American Century Kansas City Funds. Gupta maintains Series 63 and Series 65 licenses, which qualify them as both a securities agent and an investment advisor representative, and is approved to operate in Texas. Seacrest Investment Management, LLC is a financial advisory business based in Purchase, NY. The company has offices in three locations and just five people on staff. It oversees $101 million in assets among its 95 client accounts, placing it among the mid-sized firms in the United States by assets under management. Of its 95 client accounts, 20% belong to high-net-worth investors who have more than $1 million in assets. Seacrest Investment Management, LLC has a few services, such as portfolio management for individuals and small businesses and portfolio management for institutional clients. Financial management fees largely vary depending on the financial services provided. Fee types billed by Seacrest Investment Management, LLC typically consist of asset-based fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Seacrest Investment Management, LLC Brokerage Details
$100,635,461
5
95
$1,059,321
Investment Advisory Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
Rajesh Gupta Work History
Rajesh has been registered as a financial advisor for 0 years.*
American Century Kansas City Funds
Seacrest Wealth Management, LLC
Seacrest Management, LLC
Seacrest Investment Management, LLC
Purshe Kaplan Sterling Investments
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Rajesh Gupta to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Seacrest Investment Management, LLC
Purchase, NY
Rapid City, SD
Purchase, NY
Purchase, NY
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