Independent Advisor Alliance, LLC
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Overview
Independent Advisor Alliance, LLC is located at 11215 N. Community House Rd., Charlotte, NC. The firm employs 228 financial advisors to manage client portfolios and provide financial guidance. Independent Advisor Alliance, LLC is not a registered broker-dealer.
Independent Advisor Alliance, LLC oversees $12.8 billion in assets under management across 52,309 accounts, all of which are discretionary. Over the past year, the firm has provided financial planning services to between 251 and 500 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. The firm caters to retail investors, high net worth investors, investment companies, pension plans, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Independent Advisor Alliance, LLC includes asset-based, hourly, and fixed fees. The firm has 9,066 high net worth clients and maintains affiliations with an accountant or accounting firm, a lawyer or law firm, and an insurance company or agency.
Independent Advisor Alliance, LLC is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Independent Advisor Alliance, LLC by the Numbers
$12.8 billion
230
52,309
$245.2 thousand
Products and Services
Independent Advisor Alliance, LLC provides a number of financial services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters, and educational seminars. In the prior financial year, Independent Advisor Alliance, LLC provided financial planning services to 251-500 of its customers. It is involved in selling products or offering services aside from investment advisory services to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Find a firm that offers this service
Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Offered by 3% of firms
Publication of Periodicals
This is the publication of various financial education materials.
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Offered by 6% of firms
Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
Fees charged by financial advisors typically depend on the type of services provided. Fees billed by Independent Advisor Alliance, LLC can include some combination of the following fee structures: asset-based, hourly, or fixed. Wrap fee programs, or the practice of bundling services for a single fee, are provided by Independent Advisor Alliance, LLC.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The firm works with a number of different investors. The firm provides services to retail investors, high net worth investors, investment companies, pension plans, charitable organizations, corporations, and other. Out of its 7 clients, Independent Advisor Alliance, LLC's biggest client group by number of accounts is high net worth investors, but it also serves 9066 high-net-worth individuals. A high-net-worth individual is defined by the SEC as someone who has at least $750,000 under management or a net worth of at least $1,50 million or who counts as a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 28.52%
- Other Individuals - 70.06%
- Corporations - 1.09%
- Charitable Organizations - 0.33%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Independent Advisor Alliance, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Independent Advisor Alliance, LLC
Mooresville, NC
Southport, NC
Vero Beach, FL
Greenville, SC
Reston, VA
El Dorado, AR
Roanoke, VA
Chesapeake, VA
Manhattan, KS
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