Nicholas
Miles
Independent Advisor Alliance, LLC
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About this Advisor
Nicholas Miles is a financial advisor based in Matthews, North Carolina with a total of 5 years of relevant experience. Miles is an employee of Independent Advisor Alliance, LLC. During their career, Miles has held roles at Principal Life Insurance Company, Princor Financial Services Corporation, Ball State University, Mutual Bank, Mursix, Centennial Group, Lpl Financial LLC and Independent Advisor Alliance, LLC. Miles holds Series 63 and Series 65 licenses, certifying them as both a securities agent and an investment advisor representative, and is registered to serve investors in Indiana and North Carolina. Independent Advisor Alliance, LLC is an advisory company operating out of Charlotte, NC. The firm has offices in 132 locations and a total of 227 advisors. It has $10 billion in total assets between its 47,432 accounts, placing it among the largest financial advisory firms in the United States by assets under management. The firm advises 91 charities and foundations. Of its 47,432 client accounts, 28% belong to high-net-worth individuals who have greater than $1 million in assets available to invest. Independent Advisor Alliance, LLC performs a number of services, including financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, pension consulting services, selection of other advisers, publication of newsletters and educational seminars. Fees charged by financial advisors typically vary depending on which services are offered. Fee types billed by Independent Advisor Alliance, LLC may include asset-based, hourly and fixed fees.
Certifications and Registrations
Years Registered*
Services Offered
Fee Structure
Office Location
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Independent Advisor Alliance, LLC Brokerage Details
$10,095,700,130
227
47,432
$212,846
Investment Advisory Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops
Nicholas Miles Work History
Nicholas has been registered as a financial advisor for 5 years.*
Lpl Financial LLC
Independent Advisor Alliance, LLC
Centennial Group
Principal Life Insurance Company
Princor Financial Services Corporation
Mutual Bank
Mursix
Ball State University
*The number of years registered in this profile is calculated by taking the year of an advisor's first active registration and subtracting it from the current year.
Disclosures
Please visit the SEC profile of Nicholas Miles to learn whether or not they have any disclosures. It is important to do your due diligence when looking for an advisor.
Financial Advisors at Independent Advisor Alliance, LLC
Springfield, MO
El Dorado, AR
North, PA
Knoxville, TN
Little Rock, AR
Salisbury, NC
Cary, NC
Charlotte, NC
The content in this profile was updated by SmartAsset on 4/16/2023. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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