Mwa Financial Services, Inc
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Overview
Mwa Financial Services, Inc is located at 1701 1st Avenue, Rock Island, IL. The firm employs 115 financial advisors to manage client portfolios and provide financial guidance. Mwa Financial Services, Inc is a registered broker-dealer.
Mwa Financial Services, Inc oversees $216.1 million in assets under management across 1,432 accounts, all of which are non-discretionary. Over the past year, the firm has provided financial planning services to between 11 and 25 clients. The services offered include financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. The firm caters to retail investors, high net worth investors, charitable organizations, and corporations, with retail investors being the largest client type by accounts. The fee structure at Mwa Financial Services, Inc includes asset-based, hourly, and fixed fees. The firm has 30 high net worth clients and maintains affiliations with an insurance company or agency.
Mwa Financial Services, Inc is registered in the states of Alabama, Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Assets Under Management
Number of Advisors
Disclosures
Office Location
Mwa Financial Services, Inc by the Numbers
$216.1 million
685
1,432
$150.9 thousand
Products and Services
Mwa Financial Services, Inc offers multiple financial services, which can consist of financial planning services, portfolio management for individuals and small businesses, portfolio management for institutional clients, and selection of other advisers. In the last financial year, Mwa Financial Services, Inc provided 45621 of its accounts with financial planning services. The Firm is involved in selling products or offering services other than investment advisory services to its clients.
Core Advisor Services
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Offered by 31% of firms
Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Offered by 46% of firms
Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
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Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees typically depend on the financial services offered. Fees charged by Mwa Financial Services, Inc most likely include any blend of the following fee types: asset-based, hourly, or fixed. The firm participates in a wrap fee program, in which the company offers a bundle of services for a comprehensive fee.
Available
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Offered by 69% of firms
Percentage of Assets
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Offered by 21% of firms
Hourly
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Offered by 32% of firms
Fixed
Unavailable
Types of Clients
The company provides services to retail investors, high net worth investors, charitable organizations, and corporations. Out of its 4 clients, Mwa Financial Services, Inc's biggest client group by number of accounts is retail investors, although it also manages money for 30 high-net-worth individuals. A high-net-worth individual is defined by the SEC as an investor who has at least $750,000 in AUM or a net worth of more than $1,50 million or who is considered a "qualified purchaser" (a standard met by having at least $5 million in investments).
- High-Net-Worth Individuals* - 2.09%
- Other Individuals - 96.51%
- Corporations - 0.91%
- Charitable Organizations - 0.49%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Mwa Financial Services, Inc does not have any disclosures.
Please visit its Form ADV for more details.
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Financial Advisors at Mwa Financial Services, Inc
Laguna Hills, CA
Laguna Hills, CA
Greenwood, IN
Laguna Hills, CA
Castro Valley, CA
Asheboro, NC
Mansfield, OH
Ontario, CA
Ontario, CA
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The content in this profile was updated by SmartAsset on 6/19/2024. All advisor details come from publicly available data, and we cannot guarantee the accuracy of the content. We are unable to make individual profile updates. If you want your profile removed temporarily or permanently, please contact profile-compliance@smartasset.com.
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